Maryland Code § HO-14-411

Section HO-14-411
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(a) In this section, "record" means the proceedings, records, or files of the
Board or a disciplinary panel.
(b) Except as otherwise expressly provided in this section and § 14-411.1 of
this subtitle, the Board, a disciplinary panel, or any of its other investigatory bodies
may not disclose any information contained in a record.
(c) This section may not be construed to prevent or limit the disclosure of:
(1) General licensure, certification, or registration information
maintained by the Board, if the request for release complies with the criteria of § 4-
333 of the General Provisions Article;
(2) Profile information collected and disseminated under § 14-411.1
of this subtitle; or
(3) Personal and other identifying information of a licensee, as
required by the National Practitioner Data Bank for participation in the proactive
disclosure service.
(d) The Board shall disclose any information contained in a record to:
(1) A committee of a hospital, health maintenance organization, or
related institution if:
(i) The committee of a medical hospital staff concerned with
licensee discipline or other committee of a hospital, health maintenance organization,
or related institution requests the information in writing;
(ii) A disciplinary panel has issued an order as to a licensee on
whom the information is requested; and

(iii) The Board determines that the information requested is
necessary for an investigation or action of the committee as to a medical privilege of
a licensee; or
(2) The Secretary, the Office of Health Care Quality in the
Department, the Maryland Health Care Commission, or the Health Services Cost
Review Commission for the purpose of investigating quality or utilization of care in
any entity regulated by the Office of Health Care Quality or the Health Services Cost
Review Commission.
(e) Subsection (d)(2) of this section may not be construed to alter the
authority of the Secretary under § 1-203(a) of this article or § 2-106(c) of the Health
- General Article.
(f) (1) The Board shall notify all hospitals, health maintenance
organizations, or other health care facilities where a licensee has privileges, has a
provider contract with a health maintenance organization, or is employed of a
complaint or report filed against that licensee, if:
(i) The Board determines, in its discretion, that the hospital,
health maintenance organization, or health care facility should be informed about the
report or complaint;
(ii) The nature of the complaint suggests a reasonable
possibility of an imminent threat to patient safety; or
(iii) The complaint or report was as a result of a claim filed in
the Health Care Alternative Dispute Resolution Office and a certificate of a qualified
expert is filed in accordance with § 3-2A-04(b)(1) of the Courts Article.
(2) The Board shall disclose any information pertaining to a
licensee's competency to practice under the license contained in record to a committee
of a hospital, health maintenance organization, or other health care facility if:
(i) The committee is concerned with licensee discipline and
requests the information in writing; and
(ii) The Board has received a complaint or report pursuant to
paragraph (1)(i) and (ii) of this subsection on the licensee on whom the information is
requested.
(3) The Board shall, after formal action is taken pursuant to § 14-
406 of this subtitle, notify those hospitals, health maintenance organizations, or
health care facilities where the licensee has privileges, has a provider contract with

a health maintenance organization, or is employed of its formal action within 10 days
after the action is taken and shall provide the hospital, health maintenance
organization, or health care facility with periodic reports as to enforcement or
monitoring of a formal disciplinary order against a licensee within 10 days after
receipt of those reports.
(g) On the request of a person who has made a complaint to the Board
regarding a licensee, the Board shall provide the person with information on the
status of the complaint.
(h) Following the filing of charges or notice of initial denial of license
application, the Board shall disclose the filing to the public on the Board's website.
(i) The Board may disclose any information contained in a record to a
licensing or disciplinary authority of another state if:
(1) The licensing or disciplinary authority of another state that
regulates licensees in that state requests the information in writing; and
(2) The disclosure of any information is limited to the pendency of an
allegation of a ground for disciplinary or other action by a disciplinary panel until:
(i) The disciplinary panel has passed an order under § 14-406
of this subtitle; or
(ii) A licensee on whom the information is requested
authorizes a disclosure as to the facts of an allegation or the results of an
investigation before the Board.
(j) The Board may disclose any information contained in a record to a
person if:
(1) A licensee on whom any information is requested authorizes the
person to receive the disclosure;
(2) The person requests the information in writing; and
(3) The authorization for the disclosure is in writing.
(k) The Board may disclose any information contained in a record to the
State Medical Assistance Compliance Administration, the Secretary of the U.S.
Department of Health and Human Services or the Secretary's designee, or any health
occupational regulatory board if:

(1) (i) The State Medical Assistance Compliance Administration
or any health occupational regulatory board requests the information in writing; or
(ii) The Secretary of the U.S. Department of Health and
Human Services or the Secretary's designee is entitled to receive the information or
have access to the information under 42 U.S.C. § 1396r-2;
(2) (i) A disciplinary panel has issued an order under § 14-406 of
this subtitle; or
(ii) An allegation is pending before the Board or a disciplinary
panel; and
(3) The Board determines that the requested information is
necessary for the proper conduct of the business of that administration or board.
(l) If the Board or a disciplinary panel determines that the information
contained in a record concerns possible criminal activity, the Board or the disciplinary
panel shall disclose the information to a law enforcement or prosecutorial official.
(m) The Board may permit inspection of records for which inspection
otherwise is not authorized by a person who is engaged in a research project if:
(1) The researcher submits to the executive director and the Board
approves a written request that:
(i) Describes the purpose of the research project;
(ii) Describes the intent, if any, to publish the findings;
(iii) Describes the nature of the requested personal records;
(iv) Describes the safeguards that the researcher would take to
protect the identity of the persons in interest; and
(v) States that persons in interest will not be contacted unless
the executive director approves and monitors the contact;
(2) The executive director is satisfied that the proposed safeguards
will prevent the disclosure of the identity of persons in interest; and
(3) The researcher makes an agreement with the executive director
that:

(i) Defines the scope of the research project;
(ii) Sets out the safeguards for protecting the identity of the
persons in interest; and
(iii) States that a breach of any condition of the agreement is a
breach of contract.
(n) On the request of a person who has testified in a Board or Office of
Administrative Hearings proceeding, the Board shall provide to the person who
testified a copy of the portion of the transcript of that person's testimony.
(o) (1) The Board may publish a summary of any allegations of grounds
for disciplinary or other action.
(2) A summary may not identify:
(i) Any person who makes an allegation to the Board or any of
its investigatory bodies;
(ii) A licensee about whom an allegation is made; or
(iii) A witness in an investigation or a proceeding before the
Board or any of its investigatory bodies.
(p) The Board shall disclose information in a record upon the request of the
Governor, Secretary, or Legislative Auditor, in accordance with § 2-1223(a) of the
State Government Article. However, the Governor, Secretary, or Auditor, or any of
their employees may not disclose personally identifiable information from any of
these records which are otherwise confidential by law.
(q) This section does not apply to:
(1) Any disclosure of a record by the Board to a disciplinary panel or
any of its other investigatory bodies; or
(2) A licensee, certificate holder, or registration holder who has been
charged under this title or a party to a proceeding before the Board or a disciplinary
panel who claims to be aggrieved by the decision of the Board or the disciplinary
panel.
(r) If any information contained in any medical or hospital document or any
other exhibit is otherwise open for disclosure under law, the use of that document or

exhibit in any record of the Board, a disciplinary panel, or any of its other
investigatory bodies does not prevent its disclosure in any other proceeding.

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