Wisconsin Code § 448.9889

Respiratory care interstate compact
Open in Lexace · Ask the AI about this section
(1) TITLE AND PURPOSE. (a) The purpose of this compact is to facilitate the interstate practice of respiratory therapy with the goal of
improving public access to respiratory therapy services by providing respiratory therapists licensed in a member state the ability to practice in other member states. The compact preserves the
regulatory authority of states to protect public health and safety
through the current system of state licensure.
(b) This compact is designed to achieve the following
objectives:
1. Increase public access to respiratory therapy services by
creating a responsible, streamlined pathway for licensees to practice in member states with the goal of improving outcomes for
patients;
2. Enhance states’ ability to protect the public’s health and
safety;
3. Promote the cooperation of member states in regulating
the practice of respiratory therapy within those member states;
4. Ease administrative burdens on states by encouraging the
cooperation of member states in regulating multi-state respiratory
therapy practice;
5. Support relocating active military members and their
spouses; and
6. Promote mobility and address workforce shortages.
(2) DEFINITIONS. As used in this compact, unless the context
requires otherwise, the following definitions shall apply:
(a) “Active military member” means any person with a fulltime duty status in the armed forces of the United States, including members of the national guard and reserve.
(b) “Adverse action” means any administrative, civil, equitable, or criminal action permitted by a state’s laws which is imposed by any state authority with regulatory authority over respiratory therapists, such as license denial, censure, revocation, suspension, probation, monitoring of the licensee, or restriction on
the licensee’s practice, not including participation in an alternative program.
(c) “Alternative program” means a nondisciplinary monitoring or practice remediation process applicable to a respiratory
therapist approved by any state authority with regulatory authority over respiratory therapists. This includes, but is not limited to,
programs to which licensees with substance abuse or addiction
issues are referred in lieu of adverse action.
(d) “Charter member states” means those member states who
were the first 7 states to enact the compact into the laws of their
state.
(e) “Commission” or “respiratory care interstate compact
commission” means the government instrumentality and body
politic whose membership consists of all member states that have
enacted the compact.
(f) “Commissioner” means the individual appointed by a
member state to serve as the member of the commission for that
member state.
(g) “Compact” means the respiratory care interstate compact.
(h) “Compact privilege” means the authorization granted by a
remote state to allow a licensee from another member state to
practice as a respiratory therapist in the remote state under the remote state’s laws and rules. The practice of respiratory therapy
occurs in the member state where the patient is located at the time
of the patient encounter.
(i) “Criminal background check” means the submission by
the member state of fingerprints or other biometric-based information on license applicants at the time of initial licensing for the
purpose of obtaining that applicant’s criminal history record information, as defined in 28 CFR 20.3 (d) or successor provision,
from the federal bureau of investigation and the state’s criminal
history record repository, as defined in 28 CFR 20.3 (f) or successor provision.
(j) “Data system” means the commission’s repository of information about licensees as further set forth in sub. (8).
(k) “Domicile” means the jurisdiction which is the licensee’s
principal home for legal purposes.
(L) “Encumbered license” means a license that a state’s respiratory therapy licensing authority has limited in any way.
(m) “Executive committee” means a group of directors
elected or appointed to act on behalf of, and within the powers
granted to them by the commission.
(n) “Home state” except as set forth in sub. (5), means the
member state that is the licensee’s primary domicile.
(o) “Home state license” means an active license to practice
respiratory therapy in a home state that is not an encumbered
license.
(p) “Jurisprudence requirement” means an assessment of an
individual’s knowledge of the state laws and regulations governing the practice of respiratory therapy in such state.
(q) “Licensee” means an individual who currently holds an
authorization from the state to practice as a respiratory therapist.
(r) “Member state” means a state that has enacted the compact
and been admitted to the commission in accordance with the provisions herein and commission rules.
(s) “Model compact” means the model for the respiratory care
interstate compact on file with the Council of State Governments
or other entity as designated by the commission.
(t) “Remote state” means a member state where a licensee is
exercising or seeking to exercise the compact privilege.
(u) “Respiratory therapist” or “respiratory care practitioner”
means an individual who holds a credential issued by the National Board for Respiratory Care (or its successor) and holds a license in a state to practice respiratory therapy. For purposes of
this compact, any other title or status adopted by a state to replace
the term “respiratory therapist” or “respiratory care practitioner”
shall be deemed synonymous with “respiratory therapist” and
shall confer the same rights and responsibilities to the licensee
under the provisions of this compact at the time of its enactment.
(v) “Respiratory therapy,” “respiratory therapy practice,”
“respiratory care,” “the practice of respiratory care,” and “the
practice of respiratory therapy” means the care and services provided by or under the direction and supervision of a respiratory
therapist or respiratory care practitioner.
(w) “Respiratory therapy licensing authority” means the
agency, board, or other body of a state that is responsible for licensing and regulation of respiratory therapists.
(x) “Rule” means a regulation promulgated by an entity that
has the force and effect of law.
(y) “Scope of practice” means the procedures, actions, and
processes a respiratory therapist licensed in a state or practicing
under a compact privilege in a state is permitted to undertake in
that state and the circumstances under which the respiratory therapist is permitted to undertake those procedures, actions, and
processes. Such procedures, actions, and processes, and the circumstances under which they may be undertaken may be established through means, including, but not limited to, statute, regulations, case law, and other processes available to the state respiratory therapy licensing authority or other government agency.
(z) “Significant investigative information” means information, records, and documents received or generated by a state res-

piratory therapy licensing authority pursuant to an investigation
for which a determination has been made that there is probable
cause to believe that the licensee has violated a statute or regulation that is considered more than a minor infraction for which the
state respiratory therapy licensing authority could pursue adverse
action against the licensee.
(zm) “State” means any state, commonwealth, district, or territory of the United States.
(3) STATE PARTICIPATION IN THIS COMPACT. (a) In order to
participate in this compact and thereafter continue as a member
state, a member state shall:
1. Enact a compact that is not materially different from the
model compact;
2. License respiratory therapists;
3. Participate in the commission’s data system;
4. Have a mechanism in place for receiving and investigating
complaints against licensees and compact privilege holders;
5. Notify the commission, in compliance with the terms of
this compact and commission rules, of any adverse action against
a licensee, a compact privilege holder, or a license applicant;
6. Notify the commission, in compliance with the terms of
this compact and commission rules, of the existence of significant investigative information;
7. Comply with the rules of the commission;
8. Grant the compact privilege to a holder of an active home
state license and otherwise meet the applicable requirements of
sub. (4) in a member state; and
9. Complete a criminal background check for each new licensee at the time of initial licensure.
a. Where expressly authorized or permitted by federal law,
whether such federal law is in effect prior to, at, or after the time
of a member state’s enactment of this compact, a member state’s
enactment of this compact shall hereby authorize the member
state’s respiratory therapy licensing authority to perform criminal
background checks as defined herein. The absence of such a federal law as described in this subd. 9. a. shall not prevent or preclude such authorization where it may be derived or granted
through means other than the enactment of this compact.
(b) Nothing in this compact prohibits a member state from
charging a fee for granting and renewing the compact privilege.
(4) COMPACT PRIVILEGE. (a) To exercise the compact privilege under the terms and provisions of the compact, the licensee
shall:
1. Hold and maintain an active home state license as a respiratory therapist;
2. Hold and maintain an active credential from the National
Board for Respiratory Care (or its successor) that would qualify
them for licensure in the remote state in which they are seeking
the privilege;
3. Have not had any adverse action against a license within
the previous 2 years;
4. Notify the commission that the licensee is seeking the
compact privilege within a remote state(s);
5. Pay any applicable fees, including any state and commission fees and renewal fees, for the compact privilege;
6. Meet any jurisprudence requirements established by the
remote state in which the licensee is seeking a compact privilege;
7. Report to the commission adverse action taken by any
nonmember state within 30 days from the date the adverse action
is taken;
8. Report to the commission, when applying for a compact
privilege, the address of the licensee’s domicile and thereafter
promptly report to the commission any change in the address of
the licensee’s domicile within 30 days of the effective date of the
change in address; and
9. Consent to accept service of process by mail at the licensee’s domicile on record with the commission with respect to
any action brought against the licensee by the commission or a
member state, and consent to accept service of a subpoena by
mail at the licensee’s domicile on record with the commission
with respect to any action brought or investigation conducted by
the commission or a member state.
(b) The compact privilege is valid until the expiration date or
revocation of the home state license unless terminated pursuant to
adverse action. The licensee must comply with all of the requirements of par. (a), above, to maintain the compact privilege in a remote state. If those requirements are met, no adverse actions are
taken, and the licensee has paid any applicable compact privilege
renewal fees, then the licensee will maintain the licensee’s compact privilege.
(c) A licensee providing respiratory therapy in a remote state
under the compact privilege shall function within the scope of
practice authorized by the remote state for the type of respiratory
therapist license the licensee holds. Such procedures, actions,
processes, and the circumstances under which they may be undertaken may be established through means, including, but not limited to, statute, regulations, case law, and other processes available to the state respiratory therapy licensing authority or other
government agency.
(d) If a licensee’s compact privilege in a remote state is removed by the remote state, the individual shall lose or be ineligible for the compact privilege in that remote state until the compact privilege is no longer limited or restricted by that state.
(e) If a home state license is encumbered, the licensee shall
lose the compact privilege in all remote states until the following
occur:
1. The home state license is no longer encumbered; and
2. Two years have elapsed from the date on which the license
is no longer encumbered due to the adverse action.
(f) Once a licensee with a restricted or limited license meets
the requirements of par. (e) 1. and 2., the licensee must also meet
the requirements of par. (a) to obtain a compact privilege in a remote state.
(5) ACTIVE MILITARY MEMBER OR THEIR SPOUSE. (a) An active military member, or their spouse, shall designate a home
state where the individual has a current license in good standing.
The individual may retain the home state designation during the
period the service member is on active duty.
(b) An active military member and their spouse shall not be
required to pay to the commission for a compact privilege any fee
that may otherwise be charged by the commission. If a remote
state chooses to charge a fee for a compact privilege, it may
choose to charge a reduced fee or no fee to an active military
member and their spouse for a compact privilege.
(6) ADVERSE ACTIONS. (a) A member state in which a licensee is licensed shall have authority to impose adverse action
against the license issued by that member state.
(b) A member state may take adverse action based on significant investigative information of a remote state or the home state,
so long as the member state follows its own procedures for imposing adverse action.
(c) Nothing in this compact shall override a member state’s
decision that participation in an alternative program may be used
in lieu of adverse action and that such participation shall remain
nonpublic if required by the member state’s laws.
(d) A remote state shall have the authority to:
1. Take adverse actions as set forth herein against a licensee’s
compact privilege in that state;
2. Issue subpoenas for both hearings and investigations that
require the attendance and testimony of witnesses, and the production of evidence.

a. Subpoenas may be issued by a respiratory therapy licensing authority in a member state for the attendance and testimony
of witnesses and the production of evidence.
b. Subpoenas issued by a respiratory therapy licensing authority in a member state for the attendance and testimony of witnesses shall be enforced in the latter state by any court of competent jurisdiction in the latter state, according to the practice and
procedure of that court applicable to subpoenas issued in proceedings pending before it.
c. Subpoenas issued by a respiratory therapy licensing authority in a member state for production of evidence from another
member state shall be enforced in the latter state, according to the
practice and procedure of that court applicable to subpoenas issued in the proceedings pending before it.
d. The issuing authority shall pay any witness fees, travel expenses, mileage, and other fees required by the service statutes of
the state where the witnesses or evidence are located;
3. Unless otherwise prohibited by state law, recover from the
licensee the costs of investigations and disposition of cases resulting from any adverse action taken against that licensee;
4. Notwithstanding subd. 2., a member state may not issue a
subpoena to gather evidence of conduct in another member state
that is lawful in such other member state for the purpose of taking
adverse action against a licensee’s compact privilege or application for a compact privilege in that member state; and
5. Nothing in this compact authorizes a member state to impose discipline against a respiratory therapist’s compact privilege
in that member state for the individual’s otherwise lawful practice in another state.
(e) Joint investigations. 1. In addition to the authority
granted to a member state by its respective respiratory therapy
practice act or other applicable state law, a member state may participate with other member states in joint investigations of licensees, provided, however, that a member state receiving such a
request has no obligation to respond to any subpoena issued regarding an investigation of conduct or practice that was lawful in
a member state at the time it was undertaken.
2. Member states shall share any significant investigative information, litigation, or compliance materials in furtherance of
any joint or individual investigation initiated under the compact.
In sharing such information between member state respiratory
therapy licensing authorities, all information obtained shall be
kept confidential, except as otherwise mutually agreed upon by
the sharing and receiving member state(s).
(f) Nothing in this compact may permit a member state to take
any adverse action against a licensee or holder of a compact privilege for conduct or practice that was legal in the member state at
the time it was undertaken.
(g) Nothing in this compact may permit a member state to
take disciplinary action against a licensee or holder of a compact
privilege for conduct or practice that was legal in the member
state at the time it was undertaken.
(7) ESTABLISHMENT OF THE RESPIRATORY CARE INTERSTATE
COMPACT COMMISSION. (a) The compact member states hereby
create and establish a joint government agency whose membership consists of all member states that have enacted the compact
known as the respiratory care interstate compact commission.
The commission is an instrumentality of the compact member
states acting jointly and not an instrumentality of any one state.
The commission shall come into existence on or after the effective date of the compact, as set forth in sub. (11).
(b) Membership, voting, and meetings. 1. Each member state
shall have and be limited to one commissioner selected by that
member state’s respiratory therapy licensing authority.
2. The commissioner shall be an administrator or their designated staff member of the member state’s respiratory therapy licensing authority.
3. The commission shall by rule or bylaw establish a term of
office for commissioners and may by rule or bylaw establish term
limits.
4. The commission may recommend to a member state the
removal or suspension of any commissioner from office.
5. A member state’s respiratory therapy licensing authority
shall fill any vacancy of its commissioner occurring on the commission within 60 days of the vacancy.
6. Each commissioner shall be entitled to one vote on all
matters before the commission requiring a vote by
commissioners.
7. A commissioner shall vote in person or by such other
means as provided in the bylaws. The bylaws may provide for
commissioners to meet by telecommunication, videoconference,
or other means of communication.
8. The commission shall meet at least once during each calendar year. Additional meetings may be held as set forth in the
bylaws.
(c) The commission shall have the following powers:
1. Establish and amend the fiscal year of the commission;
2. Establish and amend bylaws and policies, including but
not limited to, a code of conduct and conflict of interest;
3. Establish and amend rules, which shall be binding in all
member states;
4. Maintain its financial records in accordance with the
bylaws;
5. Meet and take such actions as are consistent with the provisions of this compact, the commission’s rules, and the bylaws;
6. Initiate and conduct legal proceedings or actions in the
name of the commission, provided that the standing of any respiratory therapy licensing authority to sue or be sued under applicable law shall not be affected;
7. Maintain and certify records and information provided to
a member state as the authenticated business records of the commission, and designate an agent to do so on the commission’s
behalf;
8. Purchase and maintain insurance and bonds;
9. Accept or contract for services of personnel, including, but
not limited to, employees of a member state;
10. Conduct an annual financial review;
11. Hire employees, elect or appoint officers, fix compensation, define duties, grant such individuals appropriate authority
to carry out the purposes of the compact, and establish the commission’s personnel policies and programs relating to conflicts of
interest, qualifications of personnel, and other related personnel
matters;
12. Assess and collect fees;
13. Accept any and all appropriate gifts, donations, grants of
money, other sources of revenue, equipment, supplies, materials,
and services, and receive, utilize, and dispose of the same, provided that at all times:
a. The commission shall avoid any appearance of impropriety; and
b. The commission shall avoid any appearance of conflict of
interest;
14. Lease, purchase, retain, own, hold, improve, or use any
property, real, personal, or mixed, or any undivided interest
therein;
15. Sell, convey, mortgage, pledge, lease, exchange, abandon,
or otherwise dispose of any property real, personal, or mixed;
16. Establish a budget and make expenditures;
17. Borrow money in a fiscally responsible manner;

18. Appoint committees, including standing committees,
composed of commissioners state regulators, state legislators or
their representatives, and consumer representatives, and such
other interested persons as may be designated in this compact and
the bylaws;
19. Provide and receive information from, and cooperate
with, law enforcement agencies;
20. Establish and elect an executive committee, including a
chair, vice-chair, secretary, treasurer, and such other offices as the
commission shall establish by rule or bylaw;
21. Enter into contracts or arrangements for the management
of the affairs of the commission;
22. Determine whether a state’s adopted language is materially different from the model compact language such that the state
would not qualify for participation in the compact; and
23. Perform such other functions as may be necessary or appropriate to achieve the purposes of this compact.
(d) The executive committee. 1. The executive committee
shall have the power to act on behalf of the commission according
to the terms of this compact. The powers, duties, and responsibilities of the executive committee shall include:
a. Overseeing the day-to-day activities of the administration
of the compact, including enforcement and compliance with the
provisions of the compact, its rules and bylaws, and other such
duties as deemed necessary;
b. Recommending to the commission changes to the rules or
bylaws, changes to this compact legislation, fees charged to compact member states, fees charged to licensees, and other fees;
c. Ensuring compact administration services are appropriately provided, including by contract;
d. Preparing and recommending the budget;
e. Maintaining financial records on behalf of the
commission;
f. Monitoring compact compliance of member states and
providing compliance reports to the commission;
g. Establishing additional committees as necessary;
h. Exercising the powers and duties of the commission during the interim between commission meetings, except for adopting or amending rules, adopting or amending bylaws, and exercising any other powers and duties expressly reserved to the commission by rule or bylaw; and
i. Performing other duties as provided in the rules or bylaws
of the commission.
2. The executive committee shall be composed of up to 9
members, as further set forth in the bylaws of the commission:
a. Seven voting members who are elected by the commission
from the current membership of the commission; and
b. Two ex-officio, nonvoting members.
3. The commission may remove any member of the executive
committee as provided in the commission’s bylaws.
4. The executive committee shall meet at least annually.
a. Executive committee meetings shall be open to the public,
except that the executive committee may meet in a closed, nonpublic meeting as provided in par. (f) 4. below;
b. The executive committee shall give advance notice of its
meetings, posted on its website and as determined to provide notice to persons with an interest in the business of the commission;
and
c. The executive committee may hold a special meeting in
accordance with par. (f) 2. below.
(e) The commission shall adopt and provide to the member
states an annual report.
(f) Meetings of the commission. 1. All meetings of the commission that are not closed pursuant to subd. 4. shall be open to
the public. Notice of public meetings shall be posted on the commission’s website at least 30 days prior to the public meeting.
2. Notwithstanding subd. 1., the commission may convene
an emergency public meeting by providing at least 24 hours prior
notice on the commission’s website, and any other means as provided in the commission’s rules, for any of the reasons it may dispense with notice of proposed rule making under sub. (9) (g).
The commission’s legal counsel shall certify that one of the reasons justifying an emergency public meeting has been met.
3. Notice of all commission meetings shall provide the time,
date, and location of the meeting, and if the meeting is to be held
or accessible via telecommunication, video conference, or other
electronic means, the notice shall include the mechanism for access to the meeting.
4. The commission or the executive committee may convene
in a closed, nonpublic meeting for the commission or executive
committee to receive or solicit legal advice or to discuss:
a. Noncompliance of a member state with its obligations under the compact;
b. The employment, compensation, discipline or other matters, practices or procedures related to specific employees;
c. Current or threatened discipline of a licensee or compact
privilege holder by the commission or by a member state’s respiratory therapy licensing authority;
d. Current, threatened, or reasonably anticipated litigation;
e. Negotiation of contracts for the purchase, lease, or sale of
goods, services, or real estate;
f. Accusing any person of a crime or formally censuring any
person;
g. Trade secrets or commercial or financial information that
is privileged or confidential;
h. Information of a personal nature where disclosure would
constitute a clearly unwarranted invasion of personal privacy;
i. Investigative records compiled for law enforcement
purposes;
j. Information related to any investigative reports prepared by
or on behalf of or for use of the commission or other committee
charged with responsibility of investigation or determination of
compliance issues pursuant to the compact;
k. Legal advice;
L. Matters specifically exempted from disclosure by federal
or member state law; or
m. Other matters as promulgated by the commission by rule.
5. If a meeting, or portion of a meeting, is closed, the presiding officer shall state that the meeting will be closed and reference each relevant exempting provision, and such reference shall
be recorded in the minutes.
6. The commission shall keep minutes in accordance with
commission rules and bylaws. All documents considered in connection with an action shall be identified in such minutes. All
minutes and documents of a closed meeting shall remain under
seal, subject to release only by a majority vote of the commission
or order of a court of competent jurisdiction.
(g) Financing of the commission. 1. The commission shall
pay, or provide for the payment of, the reasonable expenses of its
establishment, organization, and ongoing activities.
2. The commission may accept any and all appropriate revenue sources as provided herein.
3. The commission may levy on and collect an annual assessment from each member state and impose fees on licensees of
member states to whom it grants a compact privilege to cover the
cost of the operations and activities of the commission and its
staff. The aggregate annual assessment amount for member
states, if any, shall be allocated based upon a formula that the
commission shall promulgate by rule.

4. The commission shall not incur obligations of any kind
prior to securing the funds or a loan adequate to meet the same;
nor shall the commission pledge the credit of any of the member
states, except by and with the authority of the member state.
5. The commission shall keep accurate accounts of all receipts and disbursements. The receipts and disbursements of the
commission shall be subject to the financial review and accounting procedures established under its bylaws. However, all receipts and disbursements of funds handled by the commission
shall be subject to an annual financial review by a certified or licensed public accountant, and the report of the financial review
shall be included in and become part of the annual report of the
commission.
(h) Qualified immunity, defense, and indemnification. 1.
Nothing herein shall be construed as a limitation on the liability
of any licensee for professional malpractice or misconduct, which
shall be governed solely by any other applicable state laws.
2. The member states, commissioners, officers, executive directors, employees, and agents of the commission shall be immune from suit and liability, both personally and in their official
capacity, for any claim for damage to or loss of property or personal injury or other civil liability caused by or arising out of any
actual or alleged act, error, or omission that occurred, or that the
person against whom the claim is made had a reasonable basis for
believing occurred within the scope of commission employment,
duties or responsibilities; provided that nothing in this subdivision shall be construed to protect any such person from suit or liability for any damage, loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person. The
procurement of insurance of any type by the commission shall
not in any way compromise or limit the immunity granted
hereunder.
3. The commission shall defend any commissioner, officer,
executive director, employee, and agent of the commission in any
civil action seeking to impose liability arising out of any actual or
alleged act, error, or omission that occurred within the scope of
commission employment, duties, or responsibilities, or as determined by the commission that the person against whom the claim
is made had a reasonable basis for believing occurred within the
scope of commission employment, duties, or responsibilities;
provided that nothing herein shall be construed to prohibit that
person from retaining their own counsel at their own expense;
and provided further, that the actual or alleged act, error, or omission did not result from that person’s intentional or willful or
wanton misconduct.
4. The commission shall indemnify and hold harmless any
commissioner, member, officer, executive director, employee,
and agent of the commission for the amount of any settlement or
judgment obtained against that person arising out of any actual or
alleged act, error, or omission that occurred within the scope of
commission employment, duties, or responsibilities, or that such
person had a reasonable basis for believing occurred within the
scope of commission employment, duties, or responsibilities,
provided that the actual or alleged act, error, or omission did not
result from the intentional or willful or wanton misconduct of
that person.
5. Nothing in this compact shall be interpreted to waive or
otherwise abrogate a member state’s state action immunity or
state action affirmative defense with respect to antitrust claims
under the Sherman Act, Clayton Act, or any other state or federal
antitrust or anticompetitive law or regulation.
6. Nothing in this compact shall be construed to be a waiver
of sovereign immunity by the member states or by the
commission.
(8) DATA SYSTEM. (a) The commission shall provide for the
development, maintenance, operation, and utilization of a coordinated database and reporting system containing licensure, adverse action, and the presence of significant investigative
information.
(b) Notwithstanding any other provision of state law to the
contrary, a member state shall submit a uniform data set to the
data system as required by the rules of the commission, including
but not limited to:
1. Identifying information;
2. Licensure data;
3. Adverse actions against a licensee, license applicant, or
compact privilege holder and information related thereto;
4. Nonconfidential information related to alternative program participation, the beginning and ending dates of such participation, and other information related to such participation not
made confidential under member state law;
5. Any denial of application for licensure, and the reason(s)
for such denial;
6. The presence of current significant investigative information; and
7. Other information that may facilitate the administration of
this compact or the protection of the public, as determined by the
rules of the commission.
(c) No member state shall submit any information which constitutes criminal history record information, as defined by applicable federal law, to the data system established hereunder.
(d) The records and information provided to a member state
pursuant to this compact or through the data system, when certified by the commission or an agent thereof, shall constitute the
authenticated business records of the commission, and shall be
entitled to any associated hearsay exception in any relevant judicial, quasi-judicial or administrative proceedings in a member
state.
(e) Significant investigative information pertaining to a licensee in any member state will only be available to other member states.
(f) It is the responsibility of the member states to report any
adverse action against a licensee and to monitor the database to
determine whether adverse action has been taken against a licensee. Adverse action information pertaining to a licensee in
any member state will be available to any other member state.
(g) Member states contributing information to the data system
may designate information that may not be shared with the public
without the express permission of the contributing state.
(h) Any information submitted to the data system that is subsequently expunged pursuant to federal law or the laws of the
member state contributing the information shall be removed from
the data system.
(9) RULE MAKING. (a) The commission shall promulgate
reasonable rules in order to effectively and efficiently implement
and administer the purposes and provisions of the compact. A
rule shall be invalid and have no force or effect only if a court of
competent jurisdiction holds that the rule is invalid because the
commission exercised its rule-making authority in a manner that
is beyond the scope and purposes of the compact, or the powers
granted hereunder, or based upon another applicable standard of
review.
(b) For purposes of the compact, the rules of the commission
shall have the force of law in each member state.
(c) The commission shall exercise its rule-making powers
pursuant to the criteria set forth in this subsection and the rules
adopted thereunder. Rules shall become binding as of the date
specified in each rule.
(d) If a majority of the legislatures of the member states rejects a rule or portion of a rule, by enactment of a statute or resolution in the same manner used to adopt the compact within 4

years of the date of adoption of the rule, then such rule shall have
no further force and effect in any member state.
(e) Rules shall be adopted at a regular or special meeting of
the commission.
(f) Prior to adoption of a proposed rule, the commission shall
hold a public hearing and allow persons to provide oral and written comments, data, facts, opinions, and arguments.
(g) Prior to adoption of a proposed rule by the commission,
and at least 30 days in advance of the meeting at which the commission will hold a public hearing on the proposed rule, the commission shall provide a notice of proposed rule making:
1. On the website of the commission or other publicly accessible platform;
2. To persons who have requested notice of the commission’s
notices of proposed rule making, and
3. In such other way(s) as the commission may by rule
specify.
(h) The notice of proposed rule making shall include:
1. The time, date, and location of the public hearing at which
the commission will hear public comments on the proposed rule
and, if different, the time, date, and location of the meeting where
the commission will consider and vote on the proposed rule;
2. If the hearing is held via telecommunication, video conference, or other electronic means, the commission shall include the
mechanism for access to the hearing in the notice of proposed
rule making;
3. The text of the proposed rule and the reason therefor;
4. A request for comments on the proposed rule from any interested person; and
5. The manner in which interested persons may submit written comments.
(i) All hearings will be recorded. A copy of the recording and
all written comments and documents received by the commission
in response to the proposed rule shall be available to the public.
(j) Nothing in this subsection shall be construed as requiring a
separate hearing on each rule. Rules may be grouped for the convenience of the commission at hearings required by this
subsection.
(k) The commission shall, by majority vote of all commissioners, take final action on the proposed rule based on the rulemaking record and the full text of the rule.
1. The commission may adopt changes to the proposed rule
provided the changes are consistent with the original purpose of
the proposed rule.
2. The commission shall provide an explanation of the reasons for substantive changes made to the proposed rule as well as
reasons for substantive changes not made that were recommended
by commenters.
3. The commission shall determine a reasonable effective
date for the rule. Except for an emergency as provided in par. (L),
the effective date of the rule shall be no sooner than 30 days after
issuing the notice that it adopted or amended the rule.
(L) Upon determination that an emergency exists, the commission may consider and adopt an emergency rule with 24
hours’ notice, and with opportunity to comment, provided that
the usual rule-making procedures provided in the compact and in
this subsection shall be retroactively applied to the rule as soon as
reasonably possible, in no event later than 90 days after the effective date of the rule. For the purposes of this provision, an emergency rule is one that must be adopted immediately in order to:
1. Meet an imminent threat to public health, safety, or
welfare;
2. Prevent a loss of commission or member state funds;
3. Meet a deadline for the promulgation of a rule that is established by federal law or rule; or
4. Protect public health and safety.
(m) The commission or an authorized committee of the commission may direct revisions to a previously adopted rule for purposes of correcting typographical errors, errors in format, errors
in consistency, or grammatical errors. Public notice of any revisions shall be posted on the website of the commission. The revision shall be subject to challenge by any person for a period of 30
days after posting. The revision may be challenged only on
grounds that the revision results in a material change to a rule. A
challenge shall be made in writing and delivered to the commission prior to the end of the notice period. If no challenge is made,
the revision will take effect without further action. If the revision
is challenged, the revision may not take effect without the approval of the commission.
(n) No member state’s rule-making process or procedural requirements shall apply to the commission.
1. The commission shall have no authority over any member
state’s rule-making process or procedural requirements that do
not pertain to the compact.
(o) Nothing in this compact, nor any rule or regulation of the
commission, shall be construed to limit, restrict, or in any way reduce the ability of a member state to enact and enforce laws, regulations, or other rules related to the practice of respiratory therapy in that state, where those laws, regulations, or other rules are
not inconsistent with the provisions of this compact.
(10) OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT.
(a) Oversight. 1. The executive and judicial branches of state
government in each member state shall enforce this compact and
take all actions necessary and appropriate to implement the
compact.
2. Venue is proper and judicial proceedings by or against the
commission shall be brought solely and exclusively in a court of
competent jurisdiction where the principal office of the commission is located. The commission may waive venue and jurisdictional defenses to the extent it adopts or consents to participate in
alternative dispute resolution proceedings. Nothing herein shall
affect or limit the selection or propriety of venue in any action
against a licensee for professional malpractice, misconduct or any
such similar matter.
3. The commission shall be entitled to receive service of
process in any proceeding regarding the enforcement or interpretation of the compact and shall have standing to intervene in such
a proceeding for all purposes. Failure to provide the commission
service of process shall render a judgment or order void as to the
commission, this compact, or promulgated rules.
(b) Default, technical assistance, and termination. 1. If the
commission determines that a member state has defaulted in the
performance of its obligations or responsibilities under this compact or the promulgated rules, the commission shall provide written notice to the defaulting state. The notice of default shall describe the default, the proposed means of curing the default, and
any other action that the commission may take, and shall offer
training and specific technical assistance regarding the default.
2. The commission shall provide a copy of the notice of default to the other member states.
(c) If a state in default fails to cure the default, the defaulting
state may be terminated from the compact upon an affirmative
vote of a majority of the commissioners of the member states,
and all rights, privileges and benefits conferred on that state by
this compact may be terminated on the effective date of termination. A cure of the default does not relieve the offending state of
obligations or liabilities incurred during the period of default.
(d) Termination of membership in the compact shall be imposed only after all other means of securing compliance have
been exhausted. Notice of intent to suspend or terminate shall be
given by the commission to the governor, the majority and minor-

ity leaders of the defaulting state’s legislature, the defaulting
state’s respiratory therapy licensing authority and each of the
member states’ respiratory therapy licensing authorities.
(e) A state that has been terminated is responsible for all assessments, obligations, and liabilities incurred through the effective date of termination, including obligations that extend beyond
the effective date of termination, if necessary.
(f) Upon the termination of a state’s membership from this
compact, that state shall immediately provide notice to all licensees and compact privilege holders (of which the commission
has a record) within that state of such termination. The terminated state shall continue to recognize all licenses granted pursuant to this compact for a minimum of 180 days after the date of
said notice of termination.
(g) The commission shall not bear any costs related to a state
that is found to be in default or that has been terminated from the
compact, unless agreed upon in writing between the commission
and the defaulting state.
(h) The defaulting state may appeal the action of the commission by petitioning the U.S. District Court for the District of Columbia or the federal district where the commission has its principal offices. The prevailing party shall be awarded all costs of
such litigation, including reasonable attorney’s fees.
(i) Dispute resolution. 1. Upon request by a member state,
the commission shall attempt to resolve disputes related to the
compact that arise among member states and between member
and nonmember states.
2. The commission shall promulgate a rule providing for
both mediation and binding dispute resolution for disputes, as
appropriate.
(j) Enforcement. 1. By majority vote, as may be further provided by rule, the commission may initiate legal action against a
member state in default in the U.S. District Court for the District
of Columbia or the federal district where the commission has its
principal offices to enforce compliance with the provisions of the
compact and its promulgated rules. A member state by enactment of this compact consents to venue and jurisdiction in such
court for the purposes set forth herein. The relief sought may include both injunctive relief and damages. In the event judicial enforcement is necessary, the prevailing party shall be awarded all
costs of such litigation, including reasonable attorney’s fees. The
remedies herein shall not be the exclusive remedies of the commission. The commission may pursue any other remedies available under federal or the defaulting member state’s law.
2. A member state may initiate legal action against the commission in the U.S. District Court for the District of Columbia or
the federal district where the commission has its principal offices
to enforce compliance with the provisions of the compact and its
promulgated rules. The relief sought may include both injunctive
relief and damages. In the event judicial enforcement is necessary, the prevailing party shall be awarded all costs of such litigation, including reasonable attorney’s fees.
3. No person other than a member state shall enforce this
compact against the commission.
(11) EFFECTIVE DATE, WITHDRAWAL, AND AMENDMENT. (a)
The compact shall come into effect on the date on which the compact statute is enacted into law in the 7th member state (“effective
date”).
1. On or after the effective date of the compact, the commission shall convene and review the enactment of each of the first 7
member states (“charter member states”) to determine if the
statute enacted by each such charter member state is materially
different than the model compact.
a. A charter member state whose enactment is found to be
materially different from the model compact shall be entitled to
the default process set forth in sub. (10).
b. If any member state is later found to be in default, or is terminated or withdraws from the compact, the commission shall remain in existence and the compact shall remain in effect even if
the number of member states should be less than 7.
2. Member states enacting the compact subsequent to the 7
initial charter member states shall be subject to the process set
forth herein and commission rule to determine if their enactments
are materially different from the model compact and whether
they qualify for participation in the compact.
3. All actions taken for the benefit of the commission or in
furtherance of the purposes of the administration of the compact
prior to the effective date of the compact or the commission coming into existence shall be considered to be actions of the commission unless specifically repudiated by the commission. The
commission shall own and have all rights to any intellectual property developed on behalf or in furtherance of the commission by
individuals or entities involved in organizing or establishing the
commission, as may be further set forth in rules of the
commission.
4. Any state that joins the compact subsequent to the commission’s initial adoption of the rules and bylaws shall be subject
to the rules and bylaws as they exist on the date on which the
compact becomes law in that state. Any rule that has been previously adopted by the commission shall have the full force and effect of law on the date the compact becomes law in that state.
(b) Any member state may withdraw from this compact by enacting a statute repealing the same.
1. A member state’s withdrawal shall not take effect until 180
days after enactment of the repealing statute.
2. Withdrawal shall not affect the continuing requirement of
the withdrawing state’s respiratory therapy licensing authority to
comply with the investigative and adverse action reporting requirements of this compact prior to the effective date of
withdrawal.
3. Upon the enactment of a statute withdrawing from this
compact, a state shall immediately provide notice of such withdrawal to all licensees and compact privilege holders (of which
the commission has a record) within that state. Notwithstanding
any subsequent statutory enactment to the contrary, such withdrawing state shall continue to recognize all licenses granted pursuant to this compact for a minimum of 180 days after the date of
such notice of withdrawal.
(c) Nothing contained in this compact shall be construed to
invalidate or prevent any licensure agreement or other cooperative arrangement between a member state and a nonmember state
that does not conflict with the provisions of this compact.
(d) This compact may be amended by the member states. No
amendment to this compact shall become effective and binding
upon any member state until it is enacted into the laws of all
member states.
(12) CONSTRUCTION AND SEVERABILITY. (a) This compact
and the commission’s rule-making authority shall be liberally
construed so as to effectuate the purposes and the implementation and administration of the compact. Provisions of the compact expressly authorizing or requiring the promulgation of rules
shall not be construed to limit the commission’s rule-making authority solely for those purposes.
(b) The provisions of this compact shall be severable, and if
any phrase, clause, sentence or provision of this compact is held
by a court of competent jurisdiction to be contrary to the constitution of any member state, a state seeking participation in the compact, or of the United States, or the applicability thereof to any
government, agency, person or circumstance is held to be unconstitutional by a court of competent jurisdiction, the validity of the
remainder of this compact and the applicability thereof to any

other government, agency, person or circumstance shall not be affected thereby.
(c) Notwithstanding par. (b), the commission may deny a
state’s participation in the compact or, in accordance with the requirements of sub. (10), terminate a member state’s participation
in the compact, if it determines that a constitutional requirement
of a member state is a material departure from the compact. Otherwise, if this compact shall be held to be contrary to the constitution of any member state, the compact shall remain in full force
and effect as to the remaining member states and in full force and
effect as to the member state affected as to all severable matters.
(13) CONSISTENT EFFECT AND CONFLICT WITH OTHER STATE
LAWS. (a) Nothing herein shall prevent or inhibit the enforcement of any other law of a member state that is not inconsistent
with the compact.
(b) Any laws, statutes, regulations, or other legal requirements
in a member state in conflict with the compact are superseded to
the extent of the conflict, including any subsequently enacted
state laws.
(c) All permissible agreements between the commission and
the member states are binding in accordance with their terms.
(d) Other than as expressly set forth herein, nothing in this
compact will impact initial licensure.

‹ Prev All Wisconsin sections Next ›


Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.