West Virginia Code § 27-1A-12

Independent Informal Dispute Resolution
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(a) A behavioral health provider licensed by the Office of Health Facility Licensure and
Certification adversely affected by an order or citation of a deficient practice issued
pursuant to this article or pursuant to federal law may request to use the independent
informal dispute resolution process established by this section. A licensee may contest a
cited deficiency as contrary to rule, regulation or law or unwarranted by thee facts, or any
combination thereof.
(b) The independent informal dispute resolution process is not a formal evidentiary
proceeding and utilization of the independent informal dispute ruesolution process does not
waive the right of the licensee to request a formal hearing with the secretary.
(c) The independent informal dispute resolution process shall consist of the following:
(1) The secretary shall transmit to the licensee a statement of deficiencies attributed to the
licensee and request that the licensee submit a plaln of correction addressing the cited
deficiencies no later than ten working days fosllowing the last day of the survey or inspection,
or no later than ten working days following the last day of a complaint investigation.
Notification of the availability of the indepiendent informal dispute resolution process and an
explanation of the independent inforgmal dispute resolution process shall be included in the
transmittal.
(2) When the licensee returns its plan of correction to the secretary, the licensee may
request, in writing, to participate in the independent informal dispute resolution process to
protest or refute all or part of the cited deficiencies within ten working days. The secretary
may not release the final report until all dispute processes are resolved.
(3) The SecreVtary of the West Virginia Department of Health (hereinafter "secretary") shall
approve and establish a panel of at least three independent review providers: Provided, That
in lieu of establishing a panel, the secretary may use an existing panel of approved
independent review providers. The secretary shall contract with the independent review
providers to conduct the independent informal dispute resolution processes. Each
independent review provider shall be accredited by the Utilization Review Accreditation
Commission. When a licensee requests an independent informal dispute resolution process,
the secretary shall choose one independent review provider from the approved panel to
conduct the process.
(4) The secretary shall refer the request to an independent review provider from the panel of
certified independent review providers approved by the department within five working days
of receipt of the written request for the independent informal dispute resolution process
made by a licensee. The secretary shall vary the selection of the independent review
providers on a rotating basis. The secretary shall acknowledge in writing to the licensee that
the request for independent review has been received and forwarded to the independent
review provider. The notice shall include the name and professional address of the
independent review provider.
(5) The independent review provider shall hold an independent informal dispute resolution
conference, unless additional time is requested by either the licensee, the Office of Health
Facility Licensure and Certification or the independent review provider and approved by the
secretary, within ten working days of receipt of the written request for the independent
informal dispute resolution process made by a licensee. The licensee or the eOffice of Health
Facility Licensure and Certification may submit additional information before the
independent informal dispute resolution conference. r
(6) Neither the secretary nor the licensee may be accompanied buy counsel during the
independent informal dispute resolution conference. The manner in which the independent
informal dispute resolution conference is held is at the discrtetion of the licensee, but is
limited to:
(A) A review of written information submitted by the licensee;
(B) A telephonic conference; or s
(C) A face-to-face conference held at a mutiually agreed upon location.
(7) If the independent review provider determines the need for additional information,
clarification or discussion at the conclusion of the independent informal dispute resolution
conference, the secretary and the licensee shall present the requested information.
(8) The independent review provider shall make a determination within ten working days of
receipt of any additional information as provided in subdivision (7) of this section or the
conclusion of the ind ependent informal dispute resolution conference, based upon the facts
and findings pVresented, and shall transmit a written decision containing the rationale for its
determination to the secretary.
(9) If the secretary disagrees with the determination, the secretary may reject the
determination made by the independent review provider and shall issue an order setting
forth the rationale for the reversal of the independent review provider's decision to the
licensee within ten working days of receiving the independent review provider's
determination.
(10) If the secretary accepts the determination, the secretary shall issue an order affirming
the independent review provider's determination within ten working days of receiving the
independent review provider's determination.
(11) If the independent review provider determines that the original statement of
deficiencies should be changed as a result of the independent informal dispute resolution
process and the secretary accepts the determination, the secretary shall transmit a revised
statement of deficiencies to the licensee within ten working days of the independent review
provider's determination.
(12) The licensee shall submit a revised plan to correct any remaining deficiencies to the
secretary within ten working days of receipt of the secretary's order and the revised
statement of deficiencies.
(d) Under the following circumstances, the licensee is responsible for certain costs of the
independent informal dispute resolution review, which shall be remitted to the secretary
within sixty days of the informal conference order: e
(1) If the licensee requests a face-to-face conference, the licensee shall pay any costs
incurred by the independent review provider that exceed the cost of a telephonic
conference, regardless of which party ultimately prevails; u
(2) If the independent review provider's decision supports the entirety of the originally
written contested deficiency or adverse action taken by the secretary, the licensee shall
reimburse the secretary for the cost charged by the inadependent review provider; or
(3) If the independent review provider's decision sulpports some of the originally written
contested deficiencies, but not all of them, thes licensee shall reimburse the secretary for the
cost charged by the independent review provider on a pro-rata basis as determined by the
secretary. i
(e) Establishment of the independent informal dispute resolution process does not preclude
licensees from utilizing other informal dispute resolution processes provided by statute or
rule in lieu of the independent informal dispute resolution process.
(f) Administrative and judicial review of a decision rendered through the independent
informal dispute resolution process may be made in accordance with article five, chapter
twenty-nine-a of this code.
(g) Any decision issued by the secretary as a result of the independent informal dispute
resolution process shall be made effective from the date of issuance.
(h) The pendency of administrative or judicial review does not prevent the secretary or a
licensee from obtaining injunctive relief as provided by statute or rule.

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