Utah Code § 31A-37a-204

Prior approval of a change in plan of operation and other transactions
Open in Lexace · Ask the AI about this section
(1) A special purpose financial captive insurance company may not change its plan of operation
without the prior approval of the commissioner.
(2)
(a) Subject to Subsection (2)(b), a special purpose financial captive insurance company may
not engage in a transaction or series of transactions without the prior approval of the
commissioner if the transaction or series of transactions:
(i) is undertaken to dissolve the special purpose financial captive insurance company; or
(ii) results in the termination of all or a part of a special purpose financial captive insurance
company's business.

(b) A special purpose financial captive insurance company is not required to obtain the prior
approval of the commissioner for a transaction or series of transactions described in
Subsection (2)(a)(ii) if:
(i) the transaction or series of transactions is done in accordance with a document or
agreement described in the special purpose financial captive insurance company's plan of
operation; and
(ii) the special purpose financial captive insurance company notifies the commissioner prior to
the transaction or series of transactions.
(3) A special purpose financial captive insurance company shall notify the commissioner before
a change in the legal ownership of a security issued by the special purpose financial captive
insurance company.

‹ Prev All Utah sections Next ›


Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.