Utah Code § 31A-23a-117

Special requirements for life settlement providers and producers
Open in Lexace · Ask the AI about this section
(1) A life settlement provider or life settlement producer shall be licensed in accordance with this
title, with the additional requirements listed in this section.
(2) A life settlement provider shall provide to the commissioner:
(a) a detailed plan of operation with the life settlement provider's:
(i) initial license application; and
(ii) renewal application;
(b) a copy of the life settlement provider's most current audited financial statement;

(c) an antifraud plan that meets the requirements of Section 31A-36-117; and
(d) a bond or other form of assurance of financial responsibility as provided under rules made in
accordance with Section 31A-36-119.
(3) A life settlement provider shall provide with the life settlement provider's initial license
application information describing the life settlement provider's life settlement experience,
training, and education.
(4) A life settlement provider shall provide to the commissioner, within 30 days after a change
occurs, new or revised information concerning any of the following:
(a) officers;
(b) holders of more than 10% of its stock;
(c) partners;
(d) directors;
(e) members; and
(f) designated employees.

‹ Prev All Utah sections Next ›


Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.