Sec. 181.205. MITIGATION. (a) In an action or proceeding to impose an administrative penalty or assess a civil penalty for actions related to the disclosure of individually identifiable health information, a covered entity may introduce, as mitigating evidence, evidence of the entity's good faith efforts to comply with: (1) state law related to the privacy of individually identifiable health information; or (2) the Health Insurance Portability and Accountability Act and Privacy Standards. (b) In determining the amount of a penalty imposed under other law in accordance with Section 181.202 , a court or state agency shall consider the following factors: (1) the seriousness of the violation, including the nature, circumstances, extent, and gravity of the disclosure; (2) the covered entity's compliance history; (3) whether the violation poses a significant risk of financial, reputational, or other harm to an individual whose protected health information is involved in the violation; (4) whether the covered entity was certified at the time of the violation as described by Section 182.108 ; (5) the amount necessary to deter a future violation; and (6) the covered entity's efforts to correct the violation. (c) On receipt of evidence under Subsections (a) and (b), a court or state agency shall consider the evidence and mitigate imposition of an administrative penalty or assessment of a civil penalty accordingly.
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