The Securities Commissioner may waive or modify, in whole or in part, any or all of the requirements of Sections 35-1-302, 35-1-303, and 35-1-304(b) or the requirement of any information or record in a registration statement or in a periodic report filed pursuant to Section 35-1-305(i). Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Editor's Note The South Carolina Uniform Securities Act of 2005 replaced former Chapter 1, Uniform Securities, with a new Chapter 1, effective January 1, 2006, numbered in conformity with the Uniform Securities Act. The new chapter includes Official and South Carolina Reporters comments linking the old and new chapters.
‹ Prev All South Carolina sections Next ›
Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.