Oklahoma Code § Rule-6.10

Title 74E. Title 74E: Commission Action During Formal Investigation
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At any time during a formal investigation or at the conclusion
of a formal investigation, the Commission may:
(1)  Terminate the investigation and take no further action;
(2)  Authorize the Executive Director to cause the individual or
individuals or entity alleged to have violated these Rules to be
prosecuted in the District Court of the county where the violation
of these Rules is alleged to have occurred by filing a civil
petition as provided by the Constitution and laws of the State of
Oklahoma; or
(3)  Offer a settlement agreement as provided by Article XXIX,
Section 4 of the Constitution of the State of Oklahoma.  Should a
settlement agreement not be consummated, the Commission may

authorize a prosecution to be commenced as provided in Subsection
(2) of this Rule.
If a prosecution or a settlement agreement is authorized prior
to conclusion of a formal investigation, the Commission may continue
the investigation.  Termination of a formal investigation as
provided in Subsection (1) of this Rule shall not bar reopening the
same investigation based upon newly discovered evidence or other
good cause.  In no event shall the Commission authorize the
prosecution of a civil lawsuit in the District Court until any
person who is alleged to have violated these Rules has had an
opportunity to respond in writing to allegations of any violation.
Such person shall be given notice of the allegations in writing and
shall have twenty (20) days in which to file a written response.
Upon application, such person shall be granted no more than one
extension of twenty (20) additional days in which to file a
response.  Any additional response shall be granted at the exclusive
discretion of the Commission.  Failure to respond shall be deemed an
admission of the allegations.  Such person and/or an attorney
representing such person also shall be granted an opportunity to
personally appear before the Commission to make an oral response,
provided such response is within the time frame provided for a
written response.
Promulgated by Ethics Commission January 10, 2014; effective upon
Legislature’s sine die adjournment May 23, 2014; operative January
1, 2015.

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