Oklahoma Code § 59-328.43a

Title 59. Professions And Occupations: Complaints - Review and investigative panels - Panel
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authority.
A.  1.  Upon the receipt of a complaint to the Board of
Dentistry alleging a violation of the State Dental Act or other
state or federal law by a licensee, permit holder or other
individual under the authority of the Board, the Board president
shall assign up to three Board members as the review and
investigative panel.  The remaining Board members shall constitute
the Board member jury panel.  In the event the complaint is
anesthesia-related, the Board president or acting president may, at
his or her discretion, add one or more members of the anesthesia
committee to the review and investigative panel.
2.  The review and investigative panel, in its discretion, may
notify the respondent of the complaint at any time prior to its
dismissal of the complaint or making a recommendation to the Board.
B.  The review and investigative panel shall confer and shall
conduct or cause to be conducted any investigation of the
allegations in the complaint as it reasonably determines may be
needed to establish, based on the evidence available to the panel,
whether it is more likely than not that:
1.  A violation of the provisions of the State Dental Act or the
rules of the Board has occurred; and
2.  The person named in the complaint has committed the
violation.
C.  1.  In conducting its investigation, a review and
investigative panel may seek evidence, take statements, take and
hear evidence, and administer oaths and affirmations and shall have

any other powers as defined by the Administrative Procedures Act.  A
review and investigative panel may also use Board attorneys and
investigators appointed by the Board to seek evidence.
2.  The review and investigative panel shall not have contact or
discussions regarding the investigation with the other Board members
that shall be on the jury panel during the investigative phase.
3.  No Board member that is a dentist living in the same
district as a dentist that is the subject of a complaint shall serve
on a review and investigative panel or on the Board member jury
panel.
4.  All records, documents, and other materials during the
review and investigative panel portion shall be considered
investigative files and not be subject to the Oklahoma Open Records
Act.
D.  The Board president or other member of the Board shall act
as the presiding administrative judge during any proceeding.  The
presiding administrative judge shall be allowed to seek advice from
judicial counsel or other legal counsel appointed by the Board.
E.  The review and investigative panel shall have the authority
to:
1.  Dismiss the complaint as unfounded;
2.  Refer the case to mediation pursuant to the Oklahoma Dental
Mediation Act.  The mediation panel shall report to the review and
investigative panel that a mediation was successful or refer the
matter back to the review and investigative panel at which time they
will reassume jurisdiction or dismiss the complaint;
3.  Issue a private reprimand, settlement agreement, or
remediation agreement that shall not include any restriction upon
the licensee’s or permit holder’s license or permit;
4.  Assess an administrative fine not to exceed One Thousand
Five Hundred Dollars ($1,500.00) per violation pursuant to a private
settlement agreement; and
5.  Issue a formal complaint for a hearing of the Board member
jury panel pursuant to Article II of the Administrative Procedures
Act against the licensee or permit holder.
The review and investigative panel and the Board president shall
have the authority to authorize the Executive Director or the
Board’s attorney to file an injunction in district court for illegal
activity pursuant to the State Dental Act when needed.
F.  In the event of a majority of members of the Board being
recused from the Board member jury panel, the Board president or
presiding administrative judge shall appoint one or more previous
Board members with a current active license in good standing to
serve as a jury panel member.
G.  Any action as set forth in paragraphs 1 through 3 of
subsection E of this section shall remain part of the investigation
file, and may be disclosed or used against the respondent only if

the respondent violates the settlement agreement or if ordered by a
court of competent jurisdiction.
H.  The Board of Dentistry, its employees, independent
contractors, appointed committee members and other agents shall keep
confidential all information obtained in the following
circumstances:
1.  During an investigation into allegations of violations of
the State Dental Act, including but not limited to:
a. any review or investigation made to determine whether
to allow an applicant to take an examination, or
b. whether the Board shall grant a license, certificate,
or permit;
2.  In the course of conducting an investigation;
3.  Reviewing investigative reports provided to the Board by a
registrant; and
4.  Receiving and reviewing examination and test scores.
I.  The president of the Board or presiding administrative judge
shall approve any private settlement agreement.
J.  The review and investigative panel may make a recommendation
for an agreed settlement order to be approved by the Board.  The
agreed settlement order may include any recommendation agreed upon
between the license holder including, but not limited to, any
penalty available to the Board pursuant to Section 328.44a of this
title.
K.  A formal complaint issued by the review and investigative
panel shall specify the basic factual allegations and the provisions
of the State Dental Act, state law or rules that the license or
permit holder is alleged to have violated.  The formal notice of a
complaint shall be served to the license or permit holder either in
person, to his or her attorney, by agreement of the individual, by
an investigator of the Board or a formal process server pursuant to
Section 2004 of Title 12 of the Oklahoma Statutes.
L.  Any information obtained and all contents of any
investigation file shall be exempt from the provisions of the
Oklahoma Open Records Act.
Added by Laws 1996, c. 2, § 15, eff. Nov. 1, 1996.  Amended by Laws
1997, c. 108, § 6, eff. Nov. 1, 1997; Laws 2003, c. 172, § 7, emerg.
eff. May 5, 2003; Laws 2005, c. 377, § 5, eff. Nov. 1, 2005; Laws
2012, c. 270, § 10, eff. Nov. 1, 2012; Laws 2015, c. 229, § 23, eff.
July 1, 2015; Laws 2018, c. 151, § 12, eff. Nov. 1, 2018; Laws 2024,
c. 46, § 9, eff. Nov. 1, 2024.

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