North Dakota Code § 41-09-16

(9-206) Security interest arising in purchase or delivery of financial asset
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1. A security interest in favor of a securities intermediary attaches to a person's security 
entitlement if:
a. The person buys a financial asset through the securities intermediary in a 
transaction in which the person is obligated to pay the purchase price to the 
securities intermediary at the time of the purchase; and
b. The securities intermediary credits the financial asset to the buyer's securities 
account before the buyer pays the securities intermediary.
2. The security interest described in subsection 1 secures the person's obligation to pay 
for the financial asset.
3. A security interest in favor of a person that delivers a certificated security or other 
financial asset represented by a writing attaches to the security or other financial asset 
if:
a. The security or other financial asset:
(1) In the ordinary course of business is transferred by delivery with any 
necessary indorsement or assignment; and
(2) Is delivered under an agreement between persons in the business of 
dealing with such securities or financial assets; and
b. The agreement calls for delivery against payment.
4. The security interest described in subsection 3 secures the obligation to make 
payment for the delivery.

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