North Dakota Code § 26.1-19-04

Establishment of a prepaid legal services organization
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1. Notwithstanding any law of this state to the contrary, any person may apply to the 
commissioner for and obtain a certificate of authority to establish and operate a 
prepaid legal services organization in compliance with this chapter. A person may not 
establish or operate a prepaid legal services organization in this state, or sell, offer to 

sell, or solicit offers to purchase or receive advance or periodic considerations in 
conjunction with a prepaid legal services plan without obtaining a certificate of 
authority under this chapter. A foreign corporation may similarly apply for a certificate 
of authority under this chapter, subject to obtaining a certificate of authority as a 
foreign corporation under section 10-19.1-136.
2. Every prepaid legal services organization as of July 1, 1981, shall submit an 
application for a certificate of authority under subsection 3. The applicant may continue 
to operate until the commissioner acts upon the application. If the application is denied 
under section 26.1 -19-06, the applicant must be treated as a prepaid legal services 
organization whose certificate of authority has been revoked.
3. The application for a certificate of authority must be made in a form prescribed by the 
commissioner and be verified by an officer or authorized representative of the 
applicant and must set forth or be accompanied by:
a. A copy of the basic organizational documents of the applicant, if any, including 
articles of incorporation, articles of organization, partnership agreements, trust 
agreements, or other applicable documents.
b. A copy of the bylaws, regulations, or similar documents, if any, regulating the 
conduct of the internal affairs of the applicant.
c. A list of the names, addresses, and official capacities within the organization of all 
persons who are responsible for the conduct of the affairs of the applicant, 
including all members of the governing body, the officers and directors in the case 
of a corporation, the managers and governors in the case of a limited liability 
company, the partners under a partnership, the trustees under a trust agreement, 
and the members or owners under any other organizational form.
d. A statement generally describing the organization, its enrollment process, its 
administrative operations, any cost and quality control assurance mechanisms, its 
internal grievance procedure, the method it proposes to use to enroll members, 
the geographic area or areas to be served, the location of its office or offices, the 
number of providers to be utilized, and the recordkeeping system which will 
provide documentation of the utilization of plan benefits by enrolled participants.
e. A power of attorney duly executed by the applicant, if not domiciled in the state, 
appointing the commissioner and the commissioner's successors in office and 
duly authorized deputies as the true and lawful attorneys of the applicant in and 
for this state upon whom all lawful process may be served in any legal action or 
proceeding against the organization on a claim for relief arising in this state.
f. Copies of all contract forms the organization proposes to furnish to enrolled 
participants.
g. Copies of all contract forms the organization proposes to enter into with 
providers.
h. Copies of the forms evidencing coverage to be issued to enrolled participants.
i. Copies of the forms of group contracts, if any, which are to be issued to 
employers, unions, trustees, or other organizations.
j. A statement of the financial condition of the organization, including income 
statement, balance sheet, and sources of funds.
k. A description of the proposed marketing techniques and copies of any proposed 
advertising materials.
l. A schedule of rates with any available actuarial and other data.
m. Any other information the commissioner requires to make the determinations 
required under section 26.1-19-06.

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