New Jersey Code § 49:3-63

Filing of materials distributed to prospective investors.
Open in Lexace · Ask the AI about this section
49:3-63 Filing of materials distributed to prospective investors.
16. The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security is not required to be registered by subsection (a) or (f) of section 13 of P.L.1967, c.93 (C.49:3-60).
L.1967,c.93,s.16; amended 1997, c.276, s.19.

‹ Prev All New Jersey sections Next ›


Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.