Maine Code § 8-1053

Disciplinary action by the board
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1. Possible sanctions. For each violation of this chapter or the rules or conditions of licensure or
registration, the board may take one or more of the following actions:
A. Issue a warning, censure or reprimand to a licensee or registrant. Each warning, censure or
reprimand issued must be based upon a violation of a different applicable law, rule or condition of
licensure or must be based upon a separate instance of actionable conduct or activity; [PL 2003,
c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
B. Suspend a license or registration for up to 360 days for each violation of an applicable law, rule
or condition of licensure or registration or instance of actionable conduct or activity. Suspensions
may be set to run concurrently or consecutively. Execution of all or any portion of a term of
suspension may be stayed pending successful completion of conditions of probation, although the
suspension remains part of the licensee's or registrant's record; [PL 2003, c. 687, Pt. A, §5
(NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
C. Revoke a license or registration; [PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt.
B, §11 (AFF).]
D. Impose a fine of up to $100,000 for each violation of an applicable law, rule or condition of
licensure or registration or instance of actionable conduct or activity; [PL 2003, c. 687, Pt. A, §5
(NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
E. Impose conditions of probation upon a licensee or registrant. Probation may run for such time
period as the board determines appropriate; and [PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003,
c. 687, Pt. B, §11 (AFF).]
F. Impose costs of investigation and hearing. [PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c.
687, Pt. B, §11 (AFF).]
[PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
2. Consent agreements. The board may execute a consent agreement that resolves a complaint
or investigation without further proceedings. Consent agreements may be entered into only with the
consent of the licensee or registrant, the board and the Attorney General. Any remedy, penalty or fine
that is otherwise available by law may be achieved by consent agreement, including long-term
suspension and permanent revocation of a license or registration. A consent agreement is not subject to
review or appeal and may be modified only by a writing executed by all parties to the original consent
agreement. A consent agreement is enforceable by an action in Superior Court.
[PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
3. Surrender of license or registration. The board may accept surrender of a license or
registration. In order for a licensee's or registrant's surrender of a license or registration to be effective,
a surrender must first be accepted by vote of the board. The board may refuse to accept surrender of a
license or registration if the licensee or registrant is under investigation or is the subject of a pending
complaint or proceeding, unless a consent agreement is first entered into pursuant to this chapter.
[PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]
4. Letters of guidance or concern. The board may issue letters of guidance or concern to a
licensee or registrant. Letters of guidance or concern may be used to educate, reinforce knowledge
regarding legal or professional obligations and express concern over action or inaction by the licensee
or registrant that does not rise to the level of misconduct sufficient to merit disciplinary action. The
issuance of a letter of guidance or concern is not a formal proceeding and does not constitute an adverse
disciplinary action of any form. Notwithstanding any other provision of law, letters of guidance or
concern are not confidential. The board may place letters of guidance or concern, together with any

underlying complaint, report and investigation materials, in a licensee's or registrant's file for a specified
amount of time, not to exceed 10 years. Any letters, complaints and materials placed on file may be
accessed and considered by the board in any subsequent action commenced against the licensee or
registrant within the specified time frame. Complaints, reports and investigation materials placed on
file are confidential only to the extent otherwise provided by law.
[PL 2003, c. 687, Pt. A, §5 (NEW); PL 2003, c. 687, Pt. B, §11 (AFF).]

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