Maine Code § 5-19203-D

Records
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When a medical record entry is made concerning information of a person's HIV infection status,
including the results of an HIV test, the following apply to the release of that information as a part of
the medical record. [PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
1. Authorized release. The person who is the subject of an HIV test, at or near the time the entry
is made in the medical record, shall elect, in writing, whether to authorize the release of that portion of
the medical record containing the HIV infection status information when that person's medical record
has been requested. A new election may be made when a change in the person's HIV infection status
occurs or whenever the person makes a new election. The release form must clearly state whether or
not the person has authorized the release of that information. The person must be advised of the
potential implications of authorizing the release of that information.
A. When release has been authorized, the custodian of the medical record may release, upon
request, the person's medical record, including any HIV infection status information contained in
the medical record. Release of HIV infection status information pursuant to this paragraph is not

a violation of any of the confidentiality provisions of this chapter. [PL 1999, c. 512, Pt. B, §4
(REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
B. When release has not been authorized, the custodian of the medical record may, upon request,
release that portion of the medical record that does not contain the HIV infection status information.
Except as otherwise provided in this section, HIV infection status information may be released only
if the person has specifically authorized a separate release of that information. A general release
form is insufficient. [PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6
(AFF).]
[PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
2. Authorized disclosure. A medical record containing results of an HIV test may not be
disclosed, discoverable or compelled to be produced in any civil, criminal, administrative or other
proceedings without the consent of the person who is the subject of an HIV test, except in the following
cases:
A. Proceedings held pursuant to the communicable disease laws, Title 22, chapter 251; [PL 1999,
c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
B. Proceedings held pursuant to the Adult Protective Services Act, Title 22, chapter 958-A; [PL
1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
C. Proceedings held pursuant to the child protection laws, Title 22, chapter 1071; [PL 1999, c.
512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
D. Proceedings held pursuant to the mental health laws, Title 34-B, chapter 3, subchapter IV,
article III; and [PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
E. Pursuant to a court order upon a showing of good cause, provided that the court order limits the
use and disclosure of records and provides sanctions for misuse of records or sets forth other
methods for ensuring confidentiality. [PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512,
Pt. B, §§5, 6 (AFF).]
[PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
3. Utilization review; research. Nothing in this section may be interpreted to prohibit reviews of
medical records for utilization review purposes by duly authorized utilization review committees or
peer review organizations. Qualified personnel conducting scientific research, management audits,
financial audits or program evaluation with the use of medical records may not identify, directly or
indirectly, any individual patient in any report of such research, audit, evaluation or otherwise disclose
the identities of persons tested in any manner.
[PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
4. Access by health care providers. Nothing in this section may prohibit access to medical
records by the designated health care provider of the person who is the subject of an HIV test in
accordance with section 19203, subsection 2.
[PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
5. Confidentiality policy. Health care providers and others with access to medical records
containing HIV infection status information shall have a written policy providing for confidentiality of
all patient information consistent with this chapter. That policy must require, at a minimum, action
consistent with disciplinary procedures for violations of the confidentiality policy.
[PL 1999, c. 512, Pt. B, §4 (REEN); PL 1999, c. 512, Pt. B, §§5, 6 (AFF).]
6. Access by health information exchange or other entity. Nothing in this section precludes the
disclosure of a medical record containing HIV information to a state-designated statewide health
information exchange that provides and maintains an individual protection mechanism by which an
individual may choose to opt in to allow the state-designated statewide health information exchange to

disclose that individual's health care information covered under this section to a health care provider or
health care facility consistent with the rules and regulations contained in the federal Health Insurance
Portability and Accountability Act of 1996, Public Law 104-191, for purposes of treatment, payment
and health care operations, as those terms are defined in 45 Code of Federal Regulations, Section
164.501. A state-designated statewide health information exchange also must satisfy the requirement
in Title 22, section 1711-C, subsection 18, paragraph C of providing a general opt-out provision to an
individual at all times.
A state-designated statewide health information exchange may disclose an individual's health care
information covered under this section even if the individual has not chosen to opt in to allow the state-
designated statewide health information exchange to disclose the individual's health care information
when in a health care provider's judgment disclosure is necessary to:
A. Avert a serious threat to the health or safety of others, if the conditions, as applicable, described
in 45 Code of Federal Regulations, Section 164.512(j)(2010) are met; or [PL 2011, c. 347, §5
(NEW).]
B. Prevent or respond to imminent and serious harm to the individual and disclosure is to a provider
for diagnosis or treatment. [PL 2011, c. 347, §5 (NEW).]
[PL 2011, c. 347, §5 (NEW).]

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