Maine Code § 32-16301

Securities registration requirement
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It is unlawful for a person to offer or sell a security in this State unless: [PL 2005, c. 65, Pt. A,
§2 (NEW).]
1. Federal covered security. The security is a federal covered security;
[PL 2005, c. 65, Pt. A, §2 (NEW).]
2. Exempt from registration. The security, transaction or offer is exempted from registration
under sections 16201 to 16203; or
[PL 2005, c. 65, Pt. A, §2 (NEW).]
3. Registered. The security is registered under this chapter.
[PL 2005, c. 65, Pt. A, §2 (NEW).]

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