Maine Code § 32-13069

Director
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1. Appointment. The Commissioner of Professional and Financial Regulation, with the advice of
the Real Estate Commission and subject to the Civil Service Law, shall appoint a director of the
commission.
[PL 1987, c. 395, Pt. A, §212 (NEW).]
2. Duties. The director is responsible for the management of the commission's affairs, within the
guidelines, policies and rules established by the commission and for carrying out the duties allocated
to the director under this chapter. Duties of the director may be carried out by the director's designee,
other than a member of the commission.
[PL 1987, c. 395, Pt. A, §212 (NEW).]
3. Employees.
[PL 1999, c. 687, Pt. F, §8 (RP).]
4. Disposal of fees; expenses.
[PL 1995, c. 502, Pt. H, §44 (RP).]
4-A. Real estate account.
[PL 2007, c. 402, Pt. BB, §14 (RP).]
5. Advocate. The director shall seek to protect the interests of the public and the industry in the
administration of this chapter. In this capacity, the director may serve as an advocate in any proceeding
before the commission, presenting evidence and argument in support of a recommended disposition.
[PL 1987, c. 395, Pt. A, §212 (NEW).]
6. Investigations. The director may, in accordance with this subsection, investigate the actions
of any licensee under this chapter, or any person or entity that assumes to act in a capacity requiring a
license under this chapter, upon receipt of a written complaint or in accordance with the guidelines
prescribed by the commission by rule.
A. If the director receives a written complaint under this subsection, the director shall review the
complaint to determine whether the complaint describes a violation of law or rule that is within the
authority of the commission to enforce. If the director determines that a complaint does not describe
a violation of law or rule that is within the authority of the commission to enforce, the director shall
notify the person who submitted the complaint of this determination. If the director determines that
the complaint does describe a violation of law or rule that is within the authority of the commission
to enforce, the director shall investigate the actions described in the complaint. [PL 2023, c. 114,
§1 (RPR).]
B. If the director undertakes an investigation under this subsection, either of a written complaint
or in accordance with guidelines prescribed by the commission by rule, the director shall, upon
completion of the investigation, take one of the following actions:
(1) With the commission's approval, dismiss the complaint;
(2) With the consent of the parties and subject to approval of the commission and commission
counsel, execute a consent agreement; or
(3) Issue a staff petition for hearing before the commission, which may include a recommended
disposition. [PL 2023, c. 114, §1 (RPR).]
C. [PL 2023, c. 114, §1 (RP).]
[PL 2023, c. 114, §1 (RPR).]
7. Subpoenas. The director may issue subpoenas to compel the attendance of witnesses at hearings
and to compel the production of documents and other records deemed necessary in connection with the
administration of this chapter. Whenever a person refuses to obey a subpoena duly issued by the
director, the Superior Court for Kennebec County or any court of this State, within the jurisdiction of
which the person resides or transacts business, shall have jurisdiction to issue to that person an order

requiring him to comply with the subpoena and any failure to obey that order may be punished by the
court as contempt. Refusal to obey the director's subpoena also constitutes a violation of this chapter.
[PL 1987, c. 395, Pt. A, §212 (NEW).]
8. Denial of licenses. The director may only issue a license to persons or entities meeting the
requirements of this chapter. If it appears to the director that grounds for denial of a license or renewal
exists, the director shall deny the license or renewal and notify the applicant in writing of the basis for
denial together with notice of the applicant's right to a hearing before the commission, if requested in
accordance with commission rules within a 30-day period. The director shall not issue a license to any
applicant for renewal if the license has been expired for more than 90 days, unless the applicant passes
the license examination designated by commission rule for this purpose.
[PL 1987, c. 395, Pt. A, §212 (NEW).]

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