Maine Code § 24-A-4349-B

Plan sponsor access to claims data; right to audit
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(REALLOCATED FROM TITLE 24-A, SECTION 4349-A)
1. Prescription drug data. Within 30 business days of a request from a plan sponsor that has
certified its compliance with the use and disclosure requirements of 45 Code of Federal Regulations,
Section 164.504(f), a pharmacy benefits manager shall provide data to the plan sponsor regarding the
actual amounts directly or indirectly paid by the pharmacy benefits manager to a pharmacy or
pharmacist on behalf of the plan sponsor for a prescription drug and any dispensing fee for a
prescription drug.
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
2. Claims data; right to audit. Notwithstanding section 4350-C, a pharmacy benefits manager
that contracts with a plan sponsor to provide prescription drug coverage shall permit a plan sponsor to
perform a post-payment audit of claims paid to ensure compliance with the contract at least once in a
calendar year as long as the request is not earlier than 6 months following a previously requested audit.
Upon request of a plan sponsor as part of an audit, a pharmacy benefits manager shall disclose within
30 business days to a plan sponsor who has certified its compliance with the use and disclosure
requirements of 45 Code of Federal Regulations, Section 164.504(f), or, to the extent permitted by law
and if requested by the plan sponsor, to the plan sponsor's designated business associate the following
information specific to the plan sponsor:
A. Rebate amounts, identified by the drug and therapeutic category, secured on prescription drugs
provided by a pharmaceutical manufacturer that are generated by claims processed through the plan
maintained by the plan sponsor and administered by the pharmacy benefits manager; [PL 2025,
c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
B. Prescription drug and device claims received by the pharmacy benefits manager via electronic
claims transactions on any current standardized claim form approved by the Federal Government
for these services. The form or transaction may be modified only as necessary to comply with the
federal Health Insurance Portability and Accountability Act of 1996, Public Law 104-191, and the
federal Health Information Technology for Economic and Clinical Health Act of 2009, Title XIII,
Subtitle D, Public Law 111-5, and any regulations promulgated under those laws; [PL 2025, c.
487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
C. Prescription drug and device claims payments, electronic funds transfers or remittance advice
notices provided by the pharmacy benefits manager as electronic files. The files may be modified
only as necessary to comply with the federal Health Insurance Portability and Accountability Act
of 1996, Public Law 104-191, and the federal Health Information Technology for Economic and
Clinical Health Act of 2009, Title XIII, Subtitle D, Public Law 111-5, and any regulations
promulgated under those laws; and [PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34
(RAL).]
D. Any other revenue and fees derived by the pharmacy benefits manager from the contract,
including all direct or indirect remuneration from pharmaceutical manufacturers regardless of
whether the remuneration is classified as a rebate, fee or other classification. [PL 2025, c. 487,
§3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
3. No conditions or fees on audit. A pharmacy benefits manager may not impose on a plan
sponsor:
A. Any fees relating to an audit request under this section that exceed the direct expenses properly
and actually incurred by the pharmacy benefits manager to provide the data; or [PL 2025, c. 487,
§3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]

B. Any conditions that would restrict a plan sponsor's right to conduct an audit under this section,
including, but not limited to, restrictions on:
(1) The time period covered by the audit, except that any request pursuant to this section must
be made within 24 months of the end of each plan year to be audited;
(2) The number of claims analyzed;
(3) The type of analysis conducted;
(4) The data elements used in the analysis;
(5) The means by which an auditor is compensated by a plan sponsor; or
(6) The plan sponsor's choice of auditor as long as the plan sponsor certifies that the auditor
has adequate conflict of interest protection provisions to prevent conflicts of interest from
adversely affecting the outcome of the audit. [PL 2025, c. 487, §3 (NEW); RR 2025, c. 1,
Pt. A, §34 (RAL).]
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
4. Nondisclosure and data use agreement. A pharmacy benefits manager may require that the
plan sponsor and the plan sponsor's designated business associate execute a nondisclosure and data use
agreement that reasonably restricts the auditor's use of data provided by the pharmacy benefits manager
to the sole purpose of conducting an audit on behalf of a plan sponsor. The coverage limits of any
cybersecurity insurance or liability insurance policy required under the nondisclosure and data use
agreement may not exceed the pharmacy benefits manager's limit of liability under the services
agreement between the plan sponsor and the pharmacy benefits manager, if such limit applies. In
addition, a pharmacy benefits manager is not required to provide data to an auditor selected by a plan
sponsor if the auditor has previously breached a nondisclosure and data use agreement with that
pharmacy benefits manager or refuses to execute a nondisclosure and data use agreement.
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
5. Compliance with federal law. Information provided by a pharmacy benefits manager to a plan
sponsor in accordance with this section must comply with any applicable requirements of the federal
Health Insurance Portability and Accountability Act of 1996, Public Law 104-191, and the federal
Health Information Technology for Economic and Clinical Health Act of 2009, Title XIII, Subtitle D,
Public Law 111-5, and any regulations promulgated under those laws.
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
6. Application. An administrator or pharmacy benefits manager may not enter into, issue, amend
or renew any contract or network services agreement with a plan sponsor on or after January 1, 2026
that contains any provision that violates this section.
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]
7. Exclusive enforcement; violation. Notwithstanding section 12-A, a violation of this section is
subject to exclusive enforcement under the Maine Unfair Trade Practices Act, including any of the
remedies provided for in the Act. A violation is committed each time a prohibited act under this section
occurs. Investigations of violations by pharmacy benefits managers may include a 3rd party that may
possess evidence supporting such investigation.
[PL 2025, c. 487, §3 (NEW); RR 2025, c. 1, Pt. A, §34 (RAL).]

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