Maine Code § 22-3474

Records; confidentiality, disclosure
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1. Confidentiality of adult protective records. All department records which contain personally
identifying information and are created or obtained in connection with the department's adult protective
activities and activities related to an adult while under the jurisdiction of the department are confidential
and subject to release only under the conditions of subsections 2 and 3. Within the department, the
records shall be available only to and used by authorized departmental personnel and legal counsel for
the department in carrying out their functions.
[PL 1981, c. 527, §2 (NEW).]
2. Optional disclosure of records. The department may disclose relevant information in the
records to the following persons, with protection for the identity of reporters and other persons when
appropriate:
A. An agency responsible for investigating a report of adult abuse, neglect or exploitation when
the investigation is authorized by statute or by an agreement with the department; [PL 2003, c.
653, §6 (AMD).]
B. An advocacy agency conducting an investigation under chapter 961, United States Public Law
88-164, Title I, Part C or United States Public Law 99-319, except as provided in subsection 3,
paragraph D; [PL 1989, c. 7, Pt. N, §1 (AMD).]
C. A physician treating an incapacitated or dependent adult who the physician reasonably suspects
may be abused, neglected or exploited; [PL 2003, c. 653, §6 (AMD).]
D. The caretaker, guardian or conservator of an incapacitated or dependent adult named in a record
who is reported to be abused, neglected or exploited; [PL 2023, c. 151, §2 (AMD).]
E. A person having the legal responsibility or authorization to care for, evaluate, treat or supervise
an incapacitated or dependent adult; [PL 1987, c. 714, §3 (AMD).]
F. Any person engaged in bona fide research, provided that no personally identifying information
is made available, unless it is essential to the research and the commissioner or the commissioner's
designee gives prior approval. If the researcher desires to contact a subject of a record, the subject's
consent must be obtained by the department prior to the contact; [PL 1989, c. 858, §6 (AMD).]
G. Persons and organizations pursuant to Title 5, section 9057, subsection 6, and pursuant to
chapter 857; [PL 2003, c. 653, §6 (AMD).]
H. A relative by blood, marriage or adoption of an incapacitated or dependent adult named in a
record; [PL 2007, c. 140, §1 (AMD).]
I. A member of a panel appointed by the department or the Office of the Attorney General to
review the death or serious injury of an incapacitated or dependent adult or a child; [PL 2017, c.
55, §1 (AMD).]
J. The local animal control officer or the animal welfare program of the Department of Agriculture,
Conservation and Forestry established pursuant to Title 7, section 3902 when there is a reasonable
suspicion of animal cruelty, abuse or neglect. For purposes of this paragraph, "cruelty, abuse or
neglect" has the same meaning as provided in Title 34-B, section 1901, subsection 1, paragraph B;
and [PL 2017, c. 55, §2 (AMD).]
K. The personal representative of the estate of an incapacitated or dependent adult who dies while
under public guardianship or public conservatorship. [PL 2017, c. 55, §3 (NEW).]
[PL 2023, c. 151, §2 (AMD).]
3. Mandatory disclosure of records. The department shall disclose relevant information in the
records to the following persons:
A. The guardian ad litem of an incapacitated or dependent adult named in a record who is reported
to be abused, neglected or exploited; [PL 1981, c. 527, §2 (NEW).]

B. A court on its finding that access to those records may be necessary for the determination of
any issue before the court. Access must be limited to in camera inspection unless the court
determines that disclosure of the information is necessary for the resolution of an issue pending
before it; [PL 2003, c. 653, §7 (AMD).]
C. A grand jury on its determination that access to those records is necessary in the conduct of its
official business; [PL 2021, c. 686, §1 (AMD).]
D. An advocacy agency conducting an investigation under chapter 961, United States Public Law
88-164, Title I, Part C or United States Public Law 99-319, regarding a developmentally disabled
person or mentally ill person who is or who, within the last 90 days, was residing in a facility
rendering care or treatment, when a complaint has been received by the agency or there is probable
cause to believe that that individual has been subject to abuse or neglect, and that person does not
have a legal guardian or the person is under public guardianship. The determination of which
information and records are relevant to the investigation is made by agreement between the
department and the agency; [PL 2023, c. 151, §3 (AMD).]
E. The Maine Developmental Services Oversight and Advisory Board established in Title 5,
section 12004-J, subsection 15. Access is limited to aggregate data regarding investigations under
this chapter relating to persons receiving adult developmental services as defined in Title 34-B,
section 1001, subsection 1-A. Data must be provided at least quarterly. The determination of
aggregate data to be provided is made by agreement between the department and the Maine
Developmental Services Oversight and Advisory Board; and [PL 2023, c. 151, §4 (AMD).]
F. The adult who is the subject of the record and the adult's attorney, with protection for identity
of reporters and other persons when appropriate. Nothing in this paragraph requires the department
to disclose information to a guardian or conservator of the adult who is the subject of the record.
[PL 2023, c. 151, §5 (NEW).]
[PL 2023, c. 151, §§3-5 (AMD).]

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