Maine Code § 12-6856

Shellfish sanitation; depuration certificate and permits
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1. Shellfish sanitation certificate. A person may not undertake the processing, buying, selling,
shipping, transporting or shucking of shellfish or whole scallops without a shellfish sanitation certificate
issued by the department or a valid, current certificate issued by the relevant regulatory authority
recognized by the United States Department of Health and Human Services, Food and Drug
Administration and posted on the administration's interstate certified shellfish shippers list, unless
authorized under section 6701 or 6702. A person may engage in activities only to the extent authorized
by the certificate held by the person. The commissioner may issue a shellfish sanitation certificate to a
wholesale seafood license holder or a shellfish transportation license holder that authorizes the holder
to undertake the activities expressly authorized therein, which may include buying and selling,
shipping, transporting, shucking or other processing of shellfish or whole scallops. A wholesale
seafood license or shellfish transportation license is also necessary to undertake the activities authorized
under those licenses. A shellfish sanitation certificate does not authorize a person to undertake any of
the activities for which a permit is required pursuant to subsection 2-A. Beginning June 1, 2018, the
fee for a shellfish sanitation certificate is $50.
[PL 2019, c. 334, §3 (AMD).]
2. Express authorizations. The commissioner shall expressly state the authorized activities on
each shellfish sanitation certificate. The activities authorized must be sufficient to allow the holder to
carry out the holder's wholesale or transportation operations, except that the operations may be limited
to the extent required to protect the public health.
[PL 2003, c. 248, §11 (AMD).]
2-A. Additional permits. A person may not engage in an activity for which a permit is required
pursuant to this subsection unless the person holds a shellfish sanitation certificate and the applicable
permit as provided in this subsection.
A. A person may not store shellfish in containers or tanks containing recirculating water without
a recirculating wet storage permit. Beginning August 1, 2018, the fee for a recirculating wet storage
permit is $200, except that the fee for a recirculating wet storage permit is $100 if the holder of the
permit accepts as a permit condition the duty to provide and provides the department weekly test
results showing the recirculating wet storage facility's compliance with the most recently adopted
federal sanitation standards. [PL 2017, c. 224, §2 (NEW).]
B. A person may not store shellfish in containers or tanks where nonrecirculating water flows
through the containers or tanks or in or on floats in a natural body of water without a flow-through
wet storage permit. Beginning August 1, 2018, the fee for a flow-through wet storage permit is
$100. [PL 2017, c. 224, §2 (NEW).]
C. A person may not handle, ship, transport or process shellfish in bulk, as defined by the
department by rule, without:
(1) Attaching a tag to the shellfish in accordance with rules adopted by the department; and
(2) A bulk tagging permit. Beginning June 1, 2018, the fee for a bulk tagging permit is $50.
[PL 2017, c. 224, §2 (NEW).]
D. A person may not use a vehicle to transport shellstock purchased at a location other than the
establishment or vehicle authorized under the license without a shellfish buying station permit.
Beginning June 1, 2018, the fee for a shellfish buying station permit is $100. [PL 2019, c. 334,
§4 (AMD).]
[PL 2019, c. 334, §4 (AMD).]

3. Depuration certificate. A person may not take shellfish from closed areas for depuration,
processing and transportation without a depuration certificate. The commissioner may issue a
depuration certificate to a wholesale seafood license holder that authorizes the holder to take shellfish
from closed areas for depuration, processing and transportation. The certificate must establish limits on
harvesting, depurating and processing methods and any other provisions required to ensure the public
safety. The commissioner may permit depuration of shellfish not contaminated by paralytic shellfish
poisoning if it is established that the water used during depuration will not contaminate the shellfish
with paralytic shellfish poisoning. Beginning May 1, 2018, the fee for a depuration certificate is $200.
[PL 2017, c. 224, §2 (AMD).]
3-A. Municipal consultation and approval; depuration harvesting.
[PL 2011, c. 175, §2 (RP).]
3-B. Municipal pollution abatement plan.
[PL 2011, c. 175, §3 (RP).]
3-C. Municipal depuration management plan.
[PL 2011, c. 175, §4 (RP).]
3-D. Soft-shelled clam depuration harvesting in municipalities with municipal shellfish
conservation programs. Soft-shelled clam depuration activities conducted within a municipality that
has a municipal shellfish conservation program pursuant to section 6671 are subject to the following
provisions.
A. Using the following general guidelines to identify whether pollution abatement activities are
likely to succeed in a shellfish growing area, the commissioner may close a shellfish growing area
pursuant to section 6172 for municipal pollution abatement activities.
(1) Pollution abatement activities are likely to succeed in shellfish growing areas affected by
identified failing residential septic systems and other identified localized sources of human or
animal fecal contamination when funding for abatement is available.
(2) Pollution abatement activities are not likely to succeed in shellfish growing areas affected
by wastewater treatment plant outfall or other point sources of treated or partially treated
sewage unless complete removal of pollution sources has been achieved.
(3) Abatement activities are not likely to succeed in shellfish growing areas affected by chronic
nonpoint source contamination from rivers or streams.
At the request of the municipality, the commissioner may allow soft-shelled clam depuration
harvesting in a shellfish growing area closed under this paragraph. [PL 2015, c. 68, §11 (AMD).]
B. In conducting depuration harvesting activities under this subsection, a person holding a
depuration certificate shall engage commercial harvesters holding valid municipal and state
commercial shellfish licenses. If there are insufficient municipally licensed commercial harvesters,
the depuration certificate holder may supplement with other commercial shellfish harvesters
licensed in the State. [PL 2011, c. 175, §5 (NEW).]
C. A depuration certificate holder shall maintain a generalized depuration management plan on
file with the commissioner that sets forth methods for identifying harvest limits, operational
procedures for harvest management and responsibilities of authorized representatives. [PL 2011,
c. 175, §5 (NEW).]
D. A depuration certificate holder shall pay each municipality an amount equal to one dollar for
each bushel of soft-shelled clams taken in that municipality under the depuration certificate. When
submitting payment to a municipality under this paragraph, the depuration certificate holder shall

include a summary of reports submitted to the department pursuant to rules adopted under
subsection 4. [PL 2021, c. 59, §1 (AMD).]
[PL 2021, c. 59, §1 (AMD).]
4. Rules. The commissioner may adopt or amend rules concerning:
A. The procedures for issuing certificates and the required qualifications for each type of
certificate; [PL 1977, c. 661, §5 (NEW).]
B. The minimum sanitation standards for establishments and vehicles; [PL 1977, c. 661, §5
(NEW).]
C. The sanitation and quality control standards for shellfish and whole scallops and their products;
[PL 2001, c. 112, §3 (AMD).]
D. The methods for taking, handling, shipping, transporting and processing of shellfish and whole
scallops taken from closed areas; [PL 2001, c. 112, §3 (AMD).]
E. The records and reports of takings, purchases, processing, sales, shipping and transporting of
shellfish and whole scallops; [PL 2001, c. 112, §3 (AMD).]
F. The labeling or marking of shipments of shellfish and whole scallops; and [PL 2001, c. 112,
§3 (AMD).]
G. Other rules necessary to the public health. [PL 2003, c. 248, §11 (AMD).]
The rules must be based on the particular operational requirements of each activity, the most recently
adopted federal sanitation standards and the most recent generally accepted research data, in a manner
so as to protect the public health and safety while allowing reasonable use of the State's shellfish and
whole scallops.
[PL 2003, c. 248, §11 (AMD).]
5. Right of entry. Whenever a certificate has been issued under this section, the commissioner,
or the commissioner's agent, must have access to any establishment or part thereof for the purpose of
inspection or collection of samples. Denial of access is grounds for suspension or revocation of any
certificate or license under the provisions of section 6372.
[PL 2011, c. 311, §6 (AMD).]
6. Products embargoed and condemned. The commissioner, or the commissioner's agent, shall
indefinitely embargo, condemn or order to be destroyed any shellfish, shellfish product or whole scallop
in any establishment whenever it is determined that the product is of unsound quality, contains any
filthy, decomposed or putrid substance, or may be poisonous or deleterious to health or otherwise
unsafe. The commissioner and the commissioner's agent shall cooperate with those state and federal
agencies having similar responsibility in the protection of public health and in enforcing the order to
embargo, condemn or destroy.
In the event that any shellfish, shellfish product or whole scallop in any establishment is embargoed,
condemned or ordered destroyed, the commissioner, or the commissioner's agent, shall, as soon
thereafter as practical, notify the owner in writing of the amount and kind of shellfish, shellfish product
or whole scallop embargoed, condemned or destroyed.
[PL 2003, c. 248, §11 (AMD).]
7. Resident depuration harvesters.
[PL 2011, c. 175, §6 (RP).]
8. Payments to municipalities.
[PL 2011, c. 175, §7 (RP).]
9. Disposition of fees. The commissioner shall deposit fees collected under this section in the
Shellfish Fund under section 6651.

[PL 2017, c. 224, §2 (NEW).]

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