Maine Code § 11-8-1204

Effect of issuer's restriction on transfer
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A restriction on transfer of a security imposed by the issuer, even if otherwise lawful, is ineffective
against a person without knowledge of the restriction unless: [PL 1997, c. 429, Pt. B, §2 (NEW).]
(1). The security is certificated and the restriction is noted conspicuously on the security
certificate; or
[PL 1997, c. 429, Pt. B, §2 (NEW).]
(2). The security is uncertificated and the registered owner has been notified of the restriction.
[PL 1997, c. 429, Pt. B, §2 (NEW).]

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