Maine Code § 11-8-1112

Creditor's legal process
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(1). The interest of a debtor in a certificated security may be reached by a creditor only by actual
seizure of the security certificate by the officer making the attachment or levy, except as otherwise
provided in subsection (4). A certificated security for which the certificate has been surrendered to the
issuer may be reached by a creditor by legal process upon the issuer.
[PL 1997, c. 429, Pt. B, §2 (NEW).]
(2). The interest of a debtor in an uncertificated security may be reached by a creditor only by
legal process upon the issuer at its chief executive office in the United States, except as otherwise
provided in subsection (4).
[PL 1997, c. 429, Pt. B, §2 (NEW).]
(3). The interest of a debtor in a security entitlement may be reached by a creditor only by legal
process upon the securities intermediary with whom the debtor's securities account is maintained,
except as otherwise provided in subsection (4).
[PL 1997, c. 429, Pt. B, §2 (NEW).]
(4). The interest of a debtor in a certificated security for which the certificate is in the possession
of a secured party, or in an uncertificated security registered in the name of a secured party or a security
entitlement maintained in the name of a secured party, may be reached by a creditor by legal process
upon the secured party.
[PL 1997, c. 429, Pt. B, §2 (NEW).]
(5). A creditor whose debtor is the owner of a certificated security, uncertificated security or
security entitlement is entitled to aid from a court of competent jurisdiction, by injunction or otherwise,
in reaching the certificated security, uncertificated security or security entitlement or in satisfying the

claim by means allowed at law or in equity in regard to property that can not readily be reached by
other legal process.
[PL 1997, c. 429, Pt. B, §2 (NEW).]

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