Maine Code § 10-8002

Duties and authority of commissioner
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The Commissioner of Professional and Financial Regulation, referred to in this chapter as the
"commissioner," is the chief administrative officer of the department and is responsible for supervising
the administration of the department. The commissioner is appointed by the Governor, subject to
review by the joint standing committee of the Legislature having jurisdiction over banking and
insurance matters, and to confirmation by the Legislature. The commissioner serves at the pleasure of
the Governor. Except as provided in subsection 13 or unless otherwise provided in law, the
commissioner may not exercise or interfere with the exercise of discretionary regulatory authority
granted by statute to the bureaus, offices, boards or commissions within and affiliated with the
department. As chief administrative officer of the department, the commissioner has the following
duties and authority to: [PL 2023, c. 625, §3 (AMD).]
1. Budget. Prepare the budget for the department;
[PL 1975, c. 767, §9 (RPR).]
2. Personnel. Except as otherwise specified, appoint and remove, subject to the Civil Service
Law, all personnel considered necessary to fulfill the duties and functions of the department; appoint a
deputy commissioner to serve at the commissioner's pleasure; and transfer personnel within the
department to ensure efficient utilization of department personnel;
[PL 2023, c. 625, §4 (AMD).]
3. Purchases. Coordinate the purchase and use of all equipment and supplies within the
department;
[PL 1995, c. 502, Pt. H, §9 (AMD).]
4. Review. Review the organization, functions and operation of bureaus, offices, boards and
commissions within and affiliated with the department to ensure that overlapping functions and
operations are eliminated and that each complies fully with its statutory and public service
responsibilities;
[PL 1995, c. 502, Pt. H, §9 (AMD).]
5. Liaison. Act as a liaison among the bureaus, offices, boards and commissions within and
affiliated with the department and act as liaison between them and the Governor;
[PL 1995, c. 502, Pt. H, §9 (AMD).]
6. Recommendations. Recommend to the Governor and Legislature those changes in the laws
relating to the organization, functions, services or procedures of the bureaus, offices, boards and
commissions of the department as the commissioner determines desirable;
[PL 1995, c. 502, Pt. H, §9 (NEW).]
7. Delegate authority. Authorize the heads of bureaus, offices, boards and commissions within
the department to carry out the commissioner's duties and authority;
[PL 1997, c. 727, Pt. A, §4 (AMD).]

8. Adequate resources. Ensure that each bureau, office, board and commission has adequate
resources to carry out regulatory functions and that the department's expenditures are equitably
apportioned;
[PL 1999, c. 184, §12 (AMD).]
9. Licensing. Coordinate all administrative processes related to licensing functions of bureaus,
offices, boards and commissions within the department, including but not limited to the frequency and
form of applications and licenses;
[PL 2007, c. 466, Pt. C, §3 (AMD).]
10. Confidentiality of shared information. Keep confidential any information provided by or to
the commissioner that has been designated confidential by the agency, bureau, board or commission
within or affiliated with the department that furnished the information and that is the property of the
agency, bureau, board or commission that furnished the information. Any information provided
pursuant to this subsection may not be disclosed by the recipient of the information unless disclosure
has been authorized by the agency, bureau, board or commission that furnished the information;
[PL 2011, c. 603, §1 (AMD).]
11. Report on fees. By December 1st of each even-numbered year, conduct a review of the fees
assessed by the department and provide a written report to the State Budget Officer and the joint
standing committees of the Legislature having jurisdiction over appropriations and financial affairs,
insurance and financial services matters and business, research and economic development matters
identifying any fee changes the commissioner recommends for the next biennium;
[PL 2023, c. 625, §5 (AMD).]
12. Recommend measures. Recommend legislation or other measures to the Governor and the
Legislature for the purpose of assisting current and former members of the United States Armed Forces
in obtaining any professional license within the provisions of the department related to their relevant
training and experience from their military service; and
[PL 2023, c. 625, §6 (AMD).]
13. Emergency authority. When a state of emergency is declared pursuant to state or federal law,
temporarily modify or suspend any continuing education requirements, license expiration dates,
examination requirements, license fees or other licensing requirements as necessitated by the declared
emergency. The temporary modification or suspension may extend no more than one year beyond the
date the state of emergency is declared.
[PL 2023, c. 625, §7 (NEW).]

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