Delaware Code § 10-12

or § 15(d) of the Securities Exchange Act of 1934 [15 U.S.C. § 78l or § 78o(d)] or under § 6 of the Securities Act of 1933
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[15 U.S.C. § 77f], or
(3) Any criminal act, intentional tort, or wilful or reckless misconduct that caused serious physical injury or death to another individual
in the preceding 5 years.

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