Colorado Code § 12-20-404

Disciplinary actions - regulator powers - disposition of fines - mistreatment of at-risk adult - exceptions - definitions
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(1) General disciplinary authority.
If a regulator determines that an applicant, licensee, certificate holder, or registrant has
committed an act or engaged in conduct that constitutes grounds for discipline or unprofessional
conduct under a part or article of this title 12 governing the particular profession or occupation,
the regulator may:
(a) Issue a letter of admonition in accordance with subsection (4) of this section;
(b) (I) Place a licensee, certificate holder, or registrant on probation, except as provided
in subsection (1)(b)(II) of this section.
(II) A regulator is not authorized under this subsection (1)(b) to impose probation on a
licensee, certificate holder, or registrant regulated under the following:
(A) Article 150 of this title 12 concerning passenger tramways;
(B) Repealed.
(C) Article 255 of this title 12 concerning nurse aides; or
(D) Article 310 of this title 12 concerning surgical assistants and surgical technologists.
(c) (I) Impose an administrative fine, subject to any limitations or requirements specified
in the part or article of this title 12 governing a particular profession or occupation and except as
provided in subsection (1)(c)(II) of this section.
(II) A regulator is not authorized under this subsection (1)(c) to impose a fine on a
licensee, certificate holder, or registrant regulated under the following:
(A) Repealed.
(B) Article 140 of this title 12 concerning nontransplant tissue banks;
(C) Repealed.
(D) Article 205 of this title 12 concerning athletic trainers;
(E) Article 255 of this title 12 concerning nurse aides;
(F) Article 265 of this title 12 concerning nursing home administrators;
(G) Article 270 of this title 12 concerning occupational therapists and occupational
therapy assistants;
(H) Article 300 of this title 12 concerning respiratory therapists; or
(I) Article 310 of this title 12 concerning surgical assistants and surgical technologists.
(d) (I) Deny, refuse to renew, revoke, or suspend the license, certification, or registration
of an applicant, licensee, certificate holder, or registrant, except as provided in subsection
(1)(d)(II) of this section.
(II) A regulator is not authorized under this subsection (1)(d) to refuse to renew the
license, certification, or registration of a licensee, certificate holder, or registrant regulated under
the following:
(A) Article 105 of this title 12 concerning barbers and cosmetologists;
(B) Article 110 of this title 12 concerning combative sports;
(C) Repealed.
(D) Article 140 of this title 12 concerning nontransplant tissue banks;
(E) Article 145 of this title 12 concerning outfitters and guides;
(F) Repealed.
(G) Article 200 of this title 12 concerning acupuncturists;
(H) Article 225 of this title 12 concerning direct-entry midwives;
(I) Article 240 of this title 12 concerning medical practice;
(J) Article 250 of this title 12 concerning naturopathic doctors;
(J.5) Article 255 of this title 12 concerning nurses and certified midwives;
(K) Article 255 of this title 12 concerning nurse aides;
(L) Article 305 of this title 12 concerning speech-language pathologists; or
(M) [Editor's note: This version of subsection (1)(d)(II)(M) is effective until January
1, 2026.] Article 315 of this title 12 concerning veterinarians and veterinary technicians.
(M) [Editor's note: This version of subsection (1)(d)(II)(M) is effective January 1,
2026.] Article 315 of this title 12 concerning veterinarians, veterinary technicians, and veterinary
professional associates.
(2) Deferral precluded. (a) When a complaint or investigation discloses an instance of
misconduct that, in the opinion of a regulator, warrants formal action, the regulator shall not
resolve the complaint by a deferred settlement, action, judgment, or prosecution.
(b) This subsection (2) does not apply to the following:
(I) Repealed.
(II) Article 140 of this title 12 concerning nontransplant tissue banks;
(III) Article 150 of this title 12 concerning passenger tramways; and
(IV) Article 255 of this title 12 concerning nurse aides.
(3) Waiting period after revocation or surrender. (a) (I) Except as provided in
subsections (3)(a)(III) and (3)(c) of this section, a person whose license, certification, or
registration to practice a profession or occupation under this title 12 is revoked is ineligible to
apply for a new license, certification, or registration under the part or article of this title 12 that
governs the particular profession or occupation for two years after the date of revocation of the
license, certification, or registration.
(II) In addition, the waiting period specified in subsection (3)(a)(I) of this section applies
when a person regulated under any of the following articles surrenders a license, certification, or
registration to avoid discipline:
(A) Article 105 of this title 12 concerning barbers and cosmetologists;
(B) Article 145 of this title 12 concerning outfitters and guides;
(C) Repealed.
(C.5) Article 165 of this title 12 concerning radon professionals;
(D) Article 200 of this title 12 concerning acupuncturists;
(D.5) Article 205 of this title 12 concerning athletic trainers;
(E) Article 210 of this title 12 concerning audiologists;
(F) Article 230 of this title 12 concerning hearing aid providers;
(G) Article 235 of this title 12 concerning massage therapists;
(H) Article 240 of this title 12 concerning medical practice;
(I) Article 250 of this title 12 concerning naturopathic doctors;
(J) Article 255 of this title 12 concerning nurses, certified midwives, and nurse aides;
(K) Article 270 of this title 12 concerning occupational therapists and occupational
therapy assistants;
(L) Article 285 of this title 12 concerning physical therapists and physical therapist
assistants;
(M) Article 300 of this title 12 concerning respiratory therapists;
(N) Article 305 of this title 12 concerning speech-language pathologists; and
(O) Article 310 of this title 12 concerning surgical assistants and surgical technologists.
(III) (A) For a person whose license as a nursing home administrator issued under article
265 of this title 12 is revoked, the person is ineligible to apply for a new nursing home
administrator license under that article for one year after the date of revocation.
(B) For a person whose license, certification, or registration as a mental health
professional issued under article 245 of this title 12 is revoked, or who surrenders the license,
certification, or registration to avoid discipline, the person is ineligible to apply for a new
license, certification, or registration under that article for three years after the date of revocation
or surrender.
(b) This subsection (3) applies to a person enrolled as an engineer-intern pursuant to part
2 of article 120 of this title 12 or as a land surveyor-intern under part 3 of article 120 of this title
12.
(c) This subsection (3) does not apply to the following:
(I) Article 110 of this title 12 concerning combative sports;
(II) Repealed.
(III) Article 140 of this title 12 concerning nontransplant tissue banks;
(IV) Article 150 of this title 12 concerning passenger tramways;
(V) Repealed.
(VI) Article 215 of this title 12 concerning chiropractors; and
(VII) Repealed.
(VIII) Article 295 of this title 12 concerning psychiatric technicians.
(IX) Repealed.
(4) Letter of admonition. (a) When a complaint or investigation discloses an instance
of misconduct that, in the opinion of a regulator, does not warrant formal action by the regulator
but that should not be dismissed as being without merit, the regulator may issue and send a letter
of admonition to the licensee, certificate holder, or registrant.
(b) (I) When a regulator sends a letter of admonition to a licensee, certificate holder, or
registrant pursuant to subsection (4)(a) of this section, the regulator shall also advise the
licensee, certificate holder, or registrant that the person has the right to request in writing, within
twenty days after receipt of the letter, that the regulator initiate formal disciplinary proceedings
to adjudicate the propriety of the conduct upon which the letter of admonition is based.
(II) If the licensee, certificate holder, or registrant timely requests adjudication, the
regulator shall vacate the letter of admonition and shall process the matter by means of formal
disciplinary proceedings.
(c) Repealed.
(5) Confidential letter of concern. (a) When a complaint or investigation discloses an
instance of conduct that does not warrant formal action by a regulator and, in the opinion of the
regulator, should be dismissed, but the regulator has noticed indications of possible errant
conduct by the licensee, certificate holder, or registrant that could lead to serious consequences if
not corrected, the regulator may or shall, in accordance with the part or article of this title 12
governing the particular profession or occupation, send the licensee, certificate holder, or
registrant a confidential letter of concern.
(b) This subsection (5) does not apply to the following:
(I) Repealed.
(II) Article 140 of this title 12 concerning nontransplant tissue banks; and
(III) Article 150 of this title 12 concerning passenger tramways.
(IV) and (V) Repealed.
(6) Disposition of fines. (a) Except as specified in subsection (6)(b) of this section, a
regulator shall transmit all fines collected pursuant to a part or article of this title 12 to the state
treasurer, who shall credit them to the general fund.
(b) The disposition of fines collected by:
(I) The state electrical board is governed by section 12-115-122 (5)(a);
(II) The director for violations of laws governing the activities of outfitters and guides is
governed by section 12-145-110 (3); and
(III) The state plumbing board is governed by section 12-155-123 (4)(a).
(7) Mistreatment of at-risk adult. A licensee, certificate holder, or registrant
substantiated in a case of mistreatment of an at-risk adult while performing professional duties
shall provide the licensee's, certificate holder's, or registrant's professional license number to
county adult protective services, upon request.
(8) Discipline based solely on marijuana activity. (a) Notwithstanding subsection (1)
of this section or any other provision in this title 12, a regulator shall not deny licensure,
certification, or registration to an applicant or impose disciplinary action against a licensee,
certificate holder, or registrant pursuant to subsection (1) of this section based solely on:
(I) A civil or criminal judgment against the applicant, licensee, certificate holder, or
registrant regarding the consumption, possession, cultivation, or processing of marijuana, if the
underlying action:
(A) Was lawful and consistent with professional conduct and standards of care within
Colorado; and
(B) Did not otherwise violate Colorado law;
(II) Previous professional disciplinary action concerning the applicant's, licensee's,
certificate holder's, or registrant's professional licensure in this or any other state or territory of
the United States, if the professional disciplinary action:
(A) Was based solely on the applicant's, licensee's, certificate holder's, or registrant's
consumption, possession, cultivation, or processing of marijuana; and
(B) Did not otherwise violate Colorado law.
(b) As used in this section, unless the context otherwise requires:
(I) "Civil judgment" means a final court decision and order resulting from a civil lawsuit
or a settlement in lieu of a final court decision.
(II) "Criminal judgment" means a guilty verdict, a plea of guilty, a plea of nolo
contendere, or a deferred judgment or sentence.

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