(a) A real estate broker who acts pursuant to Section 10131.1 or subdivision (d) or (e) of Section 10131, and who makes, arranges, or services one or more loans in a calendar year that are secured by real property containing one to four residential units, shall annually file a business activities report, within 90 days after the end of the brokerâs fiscal year or within any additional time as the commissioner may allow for filing for good cause. The report shall contain within its scope all of the following information for the fiscal year, relative to the business activities of the broker and those of any other brokers and real estate salespersons acting under that brokerâs supervision: (1) Name and license number of the supervising broker and names and license numbers of the real estate brokers and salespersons under that brokerâs supervision. The report shall include brokers and salespersons who were under the supervising brokerâs supervision for all or part of the year. (2) A list of the real estate-related activities in which the supervising broker and the brokers and salespersons under the supervising brokerâs supervision engaged during the prior year. This listing shall identify all of the following: (A) Activities relating to mortgages, including arranging, making, or servicing. (B) Other activities performed under the real estate brokerâs or salespersonâs license. (C) Activities performed under related licenses, including, but not limited to, a license to engage as a finance lender or a finance broker under the California Financing Law (Division 9 (commencing with Section 22000) of the Financial Code), or a license to engage as a residential mortgage lender or residential mortgage loan servicer under the California Residential Mortgage Lending Act (Division 20 (commencing with Section 50000) of the Financial Code). (3) A list of the forms of media used by the broker and those under the brokerâs supervision to advertise to the public, including print, radio, television, the internet, or other means. (4) For fixed rate loans made, brokered, or serviced, all of the following: (A) The total number, aggregate principal amount, lowest interest rate, highest interest rate, and a list of the institutional lenders of record. If the loan was funded by any lender other than an institutional lender, the broker shall categorize the loan as privately funded. (B) The total number and aggregate principal amount of covered loans, as defined in Section 4970 of the Financial Code. (C) The total number and aggregate principal amount of loans for which Department of Real Estate form RE Form 885 or an equivalent is required. (5) For adjustable rate loans made, brokered, or serviced, all of the following: (A) The total number, aggregate principal amount, lowest beginning interest rate, highest beginning interest rate, highest margin, and a list of the institutional lenders of record. If the loan was funded by any lender other than an institutional lender, the broker shall categorize the loan as privately funded. (B) The total number and aggregate principal amount of covered loans, as defined in Section 4970 of the Financial Code. (C) The total number and aggregate principal amount of loans for which Department of Real Estate form RE Form 885 or an equivalent is required. (6) For all loans made, brokered, or serviced, the total number and aggregate principal amount of loans funded by institutional lenders, and the total number and aggregate principal amount of loans funded by private lenders. (7) For all loans made, brokered, or serviced, the total number and aggregate principal amount of loans that included a prepayment penalty, the minimum prepayment penalty length, the maximum prepayment penalty length, and the number of loans with prepayment penalties whose length exceeded the length of time before the borrowerâs loan payment amount could increase. (8) For all loans brokered, the total compensation received by the broker
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