Arizona Code § 44-3157

Investment adviser representative license; notification
Open in Lexace · Ask the AI about this section
44-3157. Investment adviser representative license; notification
A. If an applicant for licensure as an investment adviser representative fully complies with this article and commission rules adopted under this article, the director shall license the applicant as an investment adviser representative, unless the commission finds cause for denial as provided in article 6 of this chapter.
B. After the director has licensed an applicant as an investment adviser representative, the director shall promptly notify the applicant of the licensure by mail, through the IARD or by any other method that is reasonably acceptable to the commission.

‹ Prev All Arizona sections Next ›


Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Statute text is provided for general information and may not reflect the most recent amendments; verify against the official state code.