United States v. Sean Hart, Neil White, Joseph Orlando, Lawrence Weil

U.S. Court of Appeals, Third Circuit · Decided 2001-11-29

Cited by 142 later decision(s) in our corpus · see the citation network in Lexace

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OPINION OF THE COURT SCIRICA, Circuit Judge. This case involves five former stockbrokers of L.C. Wegard and Co., Inc., who sold high risk stocks to investors and were convicted for their roles in an extensive securities fraud conspiracy. The brokers made fraudulent statements, failed to disclose material information, employed high pressure sales techniques…

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