Susan A. Desiderio v. National Association of Securities Dealers, Inc.

U.S. Court of Appeals, Second Circuit · Decided 1999-09-22

Cited by 278 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

CARDAMONE, Circuit Judge. Plaintiff, Susan A. Desiderio, received an offer of employment from Florida’s Suntrust Bank (Suntrust or bank) to become a securities broker. Her employment was conditioned on registration with defendant National Association of Securities Dealers, Inc. (NASD). To register with the NASD, Desiderio was asked to sign Form U-4 that contained a provision mak…

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