Sparta Surgical Corp. v. National Ass'n of Securities Dealers, Inc.

U.S. Court of Appeals, Ninth Circuit · Decided 1998-11-06

Cited by 131 later decision(s) in our corpus · see the citation network in Lexace

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From the opinion

THOMAS, Circuit Judge: In this appeal we consider what civil remedies are available against a national securities exchange for temporarily de-listing and suspending trading in a stock on the opening day of a public offering. We agree with the district court that defendants are entitled to regulatory immunity, and affirm dismissal of the action. I The National Association of Securit…

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