Securities Exchange Commission v. Monarch Funding Corporation, Leo M. Eisenberg, Steven R. Cloyes, and Richard M. Cannistraro, Richard O. Bertoli

U.S. Court of Appeals, Second Circuit · Decided 1999-09-20

Cited by 190 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

McLAUGHLIN, Circuit Judge: The question before us on this appeal, one of first impression, is whether findings made in a criminal sentencing proceeding may preclude relitigation of an issue in a subsequent civil case. The SEC sued Richard Bertoli in the United States District Court for the Southern District of New York (Sand, J.) seekin…

Read the full opinion (source) ↗

Lexace provides legal information, not legal advice, and no attorney–client relationship is created. Citation figures are counts of later citing opinions in our corpus and may be incomplete; always read and Shepardize the full opinion before relying on it.