Securities and Exchange Commission v. Paul S. Rubera, Securities and Exchange Commission v. Paul S. Rubera

U.S. Court of Appeals, Ninth Circuit · Decided 2003-12-05

Cited by 100 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

OPINION ALARCÓN, Circuit Judge. In this civil enforcement action filed by the Securities and Exchange Commission pursuant to Sections 20(d)(1) and 22(a) of the Securities Act of 1933, 15 U.S.C. §§ 77t(d)(1), 77v(a), and Sections 21(d)(3)(A), 21(e), and 27 of the Securities and Exchange Act of 1934, 15 U.S.C. §§ 78u(d)(3)(A), 78u(e), 78aa, (collectivel…

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