Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. Brennan

U.S. Court of Appeals, First Circuit · Decided 1996-12-10

Cited by 895 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

KEARSE, Circuit Judge: Defendants First Jersey Securities, Inc. (“First Jersey” or the “Firm”), and Robert E. Brennan appeal from a judgment entered in the United States District Court for the Southern District of New York following a bench trial before Richard Owen, Judge, holding ■ defendants liable for violations of § 17(a) of the Securities Act of 1933 (“…

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