CUMMINGS, Circuit Judge. The Securities and Exchange Commission (“SEC”) brought this civil enforcement action against defendant Danny 0. Cherif, alleging that Cherif had violated the anti-fraud provisions of the federal securities laws, in particular Sections 10(b) and 14(e) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b) and 78n(e) (1988), and Rules 10b-5 and 14e-3…
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