Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Ware

Supreme Court of the United States · Decided 1973-12-04

Cited by 282 later decision(s) in our corpus · see the citation network in Lexace

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From the opinion

Mr. Justice Blackmun delivered the opinion of the Court. This case presents the question whether certain rules of the New York Stock Exchange, promulgated as self-regulating measures pursuant to § 6 of the Securities Exchange Act of 1934, 48 Stat. 885 , 15 U. S. C. § 78f, and a broker’s employee’s pledge to abide by those ru…

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