Jean Schmitz Leonard Schmitz v. Carlos J. Zilveti, III Nicholas S. Meris Prudential-Bache Securities Inc., AKA Prudential Securities, Inc.

U.S. Court of Appeals, Ninth Circuit · Decided 1994-04-05

Cited by 148 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

OPINION WIGGINS, Circuit Judge: FACTS AND PRIOR PROCEEDINGS Pursuant to a contract, Jean and Leonard Schmitz (“Appellants”) and Zilveti, Meris, and Prudential-Baehe Securities, Inc. (“Pru-Bache”) (collectively “Appellees”) submitted a dispute to arbitration before the National Association of Securities Dealers (“NASD”). Under the…

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