In the Matter of the Arbitration Between Merrill Lynch, Pierce, Fenner & Smith, Incorporated v. Helen Echo Haydu

U.S. Court of Appeals, Fifth Circuit · Decided 1981-02-19

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FRANK M. JOHNSON, Jr., Circuit Judge: On January 10, 1979, Helen Echo Haydu, appellant, filed a complaint in Florida state court alleging negligence, fraud, and breach of fiduciary duties in the handling of two of her stock option accounts by appellee Merrill Lynch, Pierce, Fenner Smith, Incorporated [Merrill Lynch]. The stock o…

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