Fed. Sec. L. Rep. P 97,301 Securities and Exchange Commission v. Spence & Green Chemical Company and Andrew Spence, Sr.

U.S. Court of Appeals, Fifth Circuit · Decided 1980-02-27

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REAVLEY, Circuit Judge: Appellee, Securities and Exchange Commission (SEC), commenced this injunctive action against Spence and Green Chemical Company and two of its principal shareholders, Andrew Spence and James I. Farmer, alleging violations of registration and anti-fraud provisions of the Securities Act of 1933 (sections 5(a), (…

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