Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.

U.S. Court of Appeals, Second Circuit · Decided 1978-03-03

Cited by 279 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

FRIENDLY, Circuit Judge: This action by the Securities and Exchange Commission (SEC) in the District Court for the Southern District of New York arises from an offering of 50,000 units of common stock and redeemable purchase warrants of Beneficial Labs, Inc. (BL) made by Commonwealth Chemical Securities, Inc. (CCS) on a “best effort…

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