Fed. Sec. L. Rep. P 94,494 Securities and Exchange Commission v. Harris A. Shapiro, Norman Berman

U.S. Court of Appeals, Second Circuit · Decided 1974-04-09

Cited by 145 later decision(s) in our corpus · see the citation network in Lexace

From the opinion

HAYS, Circuit Judge: The Securities and Exchange Commission brought this action against defendants Shapiro, Berman and others 1 for violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1970), and the Commission’s Rule 10b-5, <span class=…

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