Charles Hughes & Co. v. Securities & Exchange Commission

U.S. Court of Appeals, Second Circuit · Decided 1943-12-10

Cited by 110 later decision(s) in our corpus · see the citation network in Lexace

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From the opinion

CLARK, Circuit Judge. This is a petition, pursuant to § 25(a) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78y(a), to review an order of the Securities and Exchange Commission, entered July 19, 1943, under § 15(b) of that Act, 15 U.S.C.A. § 78o(b), in which petitioner’s registration as a broker and dealer was revoked. The order developed from a proceeding which was instit…

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