WINTER, Circuit Judge: This case involves claims of fraud in the handling of plaintiffs investments. Judge Wexler dismissed the complaint in the instant case for failing to state a claim for relief under Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1982), under SEC Rule 10b-5, 17 C.F.R. § 240 .10b-5 (1985), or under…
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